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NVX

Nuveen Calif Div Muni

Delisted

NVX was delisted on the 4th of November, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
– -$5.63M -342,368 Closed
Guggenheim Capital
2
Guggenheim Capital
Illinois
– -$5.44M -330,548 Closed
Invesco
3
Invesco
Georgia
– -$5.19M -315,582 Closed
Ladenburg Thalmann Financial Services
4
Ladenburg Thalmann Financial Services
Florida
– -$2.46M -149,838 Closed
Morgan Stanley
5
Morgan Stanley
New York
– -$1.46M -88,994 Closed
Bank of America
6
Bank of America
North Carolina
– -$1.33M -81,020 Closed
IFP Advisors
7
IFP Advisors
Florida
– -$780K -47,393 Closed
UBS Group
8
UBS Group
Switzerland
– -$694K -42,191 Closed
LPL Financial
9
LPL Financial
California
– -$561K -34,554 Closed
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
– -$339K -20,581 Closed
Wedbush Securities
11
Wedbush Securities
California
– -$213K -12,970 Closed
Sit Investment Associates
12
Sit Investment Associates
Minnesota
– -$201K -12,226 Closed
Wells Fargo
13
Wells Fargo
California
– -$182K -11,090 Closed
Apriem Advisors
14
Apriem Advisors
California
– -$115K -7,000 Closed
CG
15
Cutler Group
California
– -$115K -7,000 Closed
Allworth Financial
16
Allworth Financial
California
– -$88K -5,325 Closed
Whittier Trust
17
Whittier Trust
California
– -$49K -3,000 Closed
D.A. Davidson & Co
18
D.A. Davidson & Co
Montana
– -$16K -1,000 Closed
Advisor Group
19
Advisor Group
Arizona
– -$1K -42 Closed