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NVX

Nuveen Calif Div Muni

Delisted

NVX was delisted on the 4th of November, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.59M -$47.4K -3,260 -1%
AAM
2
Advisors Asset Management
Colorado
$2.68M +$648K +44,533 +32%
Morgan Stanley
3
Morgan Stanley
New York
$1.59M +$115K +7,910 +8%
GC
4
Guggenheim Capital
Illinois
$1.24M +$37.4K +2,569 +3%
Invesco
5
Invesco
Georgia
$1.22M -$64K -4,399 -5%
LPL Financial
6
LPL Financial
California
$375K +$684 +47 +0.2%
Wells Fargo
7
Wells Fargo
California
$320K +$96K +6,598 +42%
TCM
8
Tradewinds Capital Management
Washington
$283K
Bank of America
9
Bank of America
North Carolina
$273K +$74.3K +5,104 +37%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$263K
AA
11
AQR Arbitrage
Connecticut
$221K +$223K +15,292 New
DA
12
Doliver Advisors
Texas
$187K +$188K +12,940 New
HCM
13
Hollencrest Capital Management
California
$185K
Bank of New York Mellon
14
Bank of New York Mellon
New York
$172K +$3.51K +241 +2%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$168K +$24.9K +1,710 +17%
AF
16
Allworth Financial
California
$77K
HRC
17
Hoertkorn Richard Charles
$43K
Citigroup
18
Citigroup
New York
$23K +$17.2K +1,184 +296%
AIG
19
American International Group
New York
$19.7K +$19.8K +1,364 New
DADC
20
D.A. Davidson & Co
Montana
$14K
BPBT
21
Boston Private Bank & Trust
Massachusetts
$9K
CFSG
22
Community Financial Services Group
Vermont
$4K
AQR Capital Management
23
AQR Capital Management
Connecticut
-$549K -38,244 Closed
SG Americas Securities
24
SG Americas Securities
New York
-$170K -11,860 Closed
BRWM
25
B. Riley Wealth Management
Tennessee
-$6K -435 Closed