|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$5.05M
|
+$290K
|
+17,900
|
+6%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$4.92M
|
+$1.59M
|
+98,008
|
+50%
|
|
|
3
|
|
$4.86M
|
+$337K
|
+20,827
|
+8%
|
|
|
4
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$2.42M
|
-$1.82M
|
-112,321
|
-44%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$1.47M
|
–
|
–
|
–
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.42M
|
-$2.16M
|
-133,300
|
-61%
|
|
|
7
|
|
$1.19M
|
-$362K
|
-22,375
|
-24%
|
|
|
8
|
IFP Advisors
Tampa,
Florida
|
$739K
|
+$715K
|
+44,224
|
New
|
|
|
9
|
LPL Financial
San Diego,
California
|
$473K
|
-$315K
|
-19,455
|
-41%
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$343K
|
-$28.9K
|
-1,787
|
-8%
|
|
|
11
|
Tradewinds Capital Management
Bellingham,
Washington
|
$200K
|
-$123K
|
-7,600
|
-39%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$157K
|
-$4.87K
|
-301
|
-3%
|
|
|
13
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$119K
|
+$115K
|
+7,126
|
New
|
|
|
14
|
Cutler Group
San Francisco,
California
|
$116K
|
–
|
–
|
–
|
|
|
15
|
Allworth Financial
Folsom,
California
|
$89K
|
+$113
|
+7
|
+0.1%
|
|
|
16
|
Apriem Advisors
Irvine,
California
|
$75K
|
+$72.8K
|
+4,500
|
New
|
|
|
17
|
D.A. Davidson & Co
Great Falls,
Montana
|
$16K
|
–
|
–
|
–
|
|
|
18
|
Laurion Capital Management
New York
|
–
|
-$277K
|
-17,576
|
Closed
|
|
|
19
|
|
–
|
-$11K
|
-714
|
Closed
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
–
|
-$2K
|
-106
|
Closed
|
|
|
21
|
American International Group
New York
|
–
|
-$1K
|
-42
|
Closed
|
|
|
22
|
Advisor Group
Phoenix,
Arizona
|
–
|
+$679
|
+42
|
New
|
|
