|
1
|
UBS Group
Zurich,
Switzerland
|
$4.03M
|
-$123K
|
-8,623
|
-3%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$3.4M
|
+$341K
|
+23,849
|
+12%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$2.54M
|
+$1.07M
|
+75,217
|
+80%
|
|
|
4
|
|
$2.3M
|
+$553K
|
+38,710
|
+34%
|
|
|
5
|
|
$1.47M
|
-$272K
|
-19,054
|
-16%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$1.32M
|
+$990K
|
+69,322
|
+366%
|
|
|
7
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$644K
|
+$362K
|
+25,312
|
+143%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$434K
|
+$26.4K
|
+1,849
|
+7%
|
|
|
9
|
Tradewinds Capital Management
Bellingham,
Washington
|
$293K
|
–
|
–
|
–
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$277K
|
–
|
–
|
–
|
|
|
11
|
Bank of New York Mellon
New York
|
$179K
|
-$14
|
-1
|
-0%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$136K
|
-$57.2K
|
-4,001
|
-31%
|
|
|
13
|
Allworth Financial
Folsom,
California
|
$80K
|
–
|
–
|
–
|
|
|
14
|
Hoertkorn Richard Charles
|
$45K
|
–
|
–
|
–
|
|
|
15
|
D.A. Davidson & Co
Great Falls,
Montana
|
$14K
|
–
|
–
|
–
|
|
|
16
|
Community Financial Services Group
Newport,
Vermont
|
$4K
|
–
|
–
|
–
|
|
|
17
|
American International Group
New York
|
$1K
|
-$18.9K
|
-1,322
|
-97%
|
|
|
18
|
Doliver Advisors
Houston,
Texas
|
–
|
-$465K
|
-34,181
|
Closed
|
|
|
19
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$409K
|
-30,050
|
Closed
|
|
|
20
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$301K
|
-22,112
|
Closed
|
|
|
21
|
TFS Capital
West Chester,
Pennsylvania
|
–
|
-$197K
|
-14,488
|
Closed
|
|
|
22
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$41K
|
-3,044
|
Closed
|
|
