TFS Capital’s Nuveen Calif Div Muni NVX Stock Holding History

TFS Capital’s Portfolio NVX Stock Details NVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-14,488	Closed	-$197K	–	1173
2015 Q2	$197K	Buy	+14,488	New	+$206K	0.02%	751
2014 Q3	–	Sell	-20,916	Closed	-$292K	–	1369
2014 Q2	$292K	Buy	+20,916	New	+$292K	0.02%	838
2013 Q3	–	Sell	-11,213	Closed	-$154K	–	1758
2013 Q2	$154K	Buy	+11,213	New	+$168K	0.01%	1379

Other funds holding NVX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TFS Capital's NVX Position: Q3 2015 in Review

TFS Capital sold out of Nuveen Calif Div Muni (NVX) in Q3 2015, closing a stake of 14,488 shares — an estimated $197K sold.

TFS Capital first reported a position in NVX in Q2 2013 and held it in 3 quarters. The position peaked at $292K in Q2 2014. 17 funds tracked by Wall St. Rank hold NVX as of Q3 2015.

TFS Capital reported no remaining Nuveen Calif Div Muni position as of Q3 2015 after selling out during the quarter.
TFS Capital sold 14,488 Nuveen Calif Div Muni shares in Q3 2015, an estimated $197K.
TFS Capital first reported a position in Nuveen Calif Div Muni in Q2 2013 and held it in 3 quarters.
TFS Capital's Nuveen Calif Div Muni position peaked at $292K in Q2 2014.
17 funds tracked by Wall St. Rank held Nuveen Calif Div Muni as of Q3 2015.

Based on TFS Capital's 13F filing for Q3 2015, filed 3 Nov 2015.