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NVX

Nuveen Calif Div Muni

Delisted

NVX was delisted on the 4th of November, 2016.

17 hedge funds and large institutions have $17.2M invested in Nuveen Calif Div Muni in 2015 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more capital invested

Capital invested by funds: $14.3M → $17.2M (+$2.89M)

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

23% less funds holding

Funds holding: 2217 (-5)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 5

Holders
17
Holders Change
-5
Holders Change %
-22.73%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
6
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$4.03M -$123K -8,623 -3%
AAM
2
Advisors Asset Management
Colorado
$3.4M +$341K +23,849 +12%
GC
3
Guggenheim Capital
Illinois
$2.54M +$1.07M +75,217 +80%
Invesco
4
Invesco
Georgia
$2.3M +$553K +38,710 +34%
Morgan Stanley
5
Morgan Stanley
New York
$1.47M -$272K -19,054 -16%
Bank of America
6
Bank of America
North Carolina
$1.32M +$990K +69,322 +366%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$644K +$362K +25,312 +143%
LPL Financial
8
LPL Financial
California
$434K +$26.4K +1,849 +7%
TCM
9
Tradewinds Capital Management
Washington
$293K
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$277K
Bank of New York Mellon
11
Bank of New York Mellon
New York
$179K -$14 -1 -0%
Wells Fargo
12
Wells Fargo
California
$136K -$57.2K -4,001 -31%
AF
13
Allworth Financial
California
$80K
HRC
14
Hoertkorn Richard Charles
$45K
DADC
15
D.A. Davidson & Co
Montana
$14K
CFSG
16
Community Financial Services Group
Vermont
$4K
AIG
17
American International Group
New York
$1K -$18.9K -1,322 -97%
DA
18
Doliver Advisors
Texas
-$465K -34,181 Closed
CRC
19
Curi RMB Capital
Illinois
-$409K -30,050 Closed
LCM
20
Landscape Capital Management
New Jersey
-$301K -22,112 Closed
TC
21
TFS Capital
Pennsylvania
-$197K -14,488 Closed
WAM
22
Wolverine Asset Management
Illinois
-$41K -3,044 Closed

NVX Hedge Fund Activity: Q3 2015 in Review

17 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Nuveen Calif Div Muni (NVX) for Q3 2015, worth a combined $17.2M — up 20% from $14.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of NVX and 0 opened new positions — a net loss of 5 holders — while 5 trimmed existing stakes and 6 added.

The largest buyer was Guggenheim Capital, adding an estimated $1.07M. The largest seller was Doliver Advisors, exiting entirely with an estimated $465K sold.

  • 17 institutional investors held Nuveen Calif Div Muni (NVX) as of Q3 2015, down from 22 in Q2 2015.
  • Funds reported $17.2M of Nuveen Calif Div Muni stock for Q3 2015, up 20% quarter-over-quarter.
  • 0 funds opened new Nuveen Calif Div Muni positions in Q3 2015 and 5 closed out, a net change of -5 holders.
  • The largest Nuveen Calif Div Muni buyer in Q3 2015 was Guggenheim Capital, an estimated $1.07M added.
  • The largest Nuveen Calif Div Muni seller in Q3 2015 was Doliver Advisors, an estimated $465K sold.

Based on aggregated 13F filings for Q3 2015.