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NVX

Nuveen Calif Div Muni
NVX

Delisted

NVX was delisted on the 4th of November, 2016.

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22 hedge funds and large institutions have $12.3M invested in Nuveen Calif Div Muni in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

13% more capital invested

Capital invested by funds: $10.9M → $12.3M (+$1.39M)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

4% less funds holding

Funds holding: 23 → 22 (-1)

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$904K
2
AQR Capital Management
AQR Capital Management
Connecticut
+$538K
3
SG Americas Securities
SG Americas Securities
New York
+$167K
4
Bank of America
Bank of America
North Carolina
+$92.1K
5
GC
Guggenheim Capital
Illinois
+$84.9K

Top Sellers

Rank Fund Capital Flow
1
DA
Doliver Advisors
Texas
-$463K
2
AAM
Advisors Asset Management
Colorado
-$294K
3
LCM
Landscape Capital Management
New Jersey
-$180K
4
Invesco
Invesco
Georgia
-$107K
5
MHS
M Holdings Securities
Oregon
-$69K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.61M +$3.54M +251,629 New
AAM
2
Advisors Asset Management
Colorado
$2.02M -$294K -20,914 -13%
Morgan Stanley
3
Morgan Stanley
New York
$1.47M +$904K +64,262 +168%
Invesco
4
Invesco
Georgia
$1.27M -$107K -7,591 -8%
GC
5
Guggenheim Capital
Illinois
$1.2M +$84.9K +6,032 +8%
AQR Capital Management
6
AQR Capital Management
Connecticut
$549K +$538K +38,244 New
LPL Financial
7
LPL Financial
California
$371K +$689 +49 +0.2%
TCM
8
Tradewinds Capital Management
Washington
$281K – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$261K +$4.15K +295 +2%
Wells Fargo
10
Wells Fargo
California
$224K +$69.5K +4,939 +46%
Bank of America
11
Bank of America
North Carolina
$198K +$92.1K +6,549 +90%
HCM
12
Hollencrest Capital Management
California
$183K – – –
SG Americas Securities
13
SG Americas Securities
New York
$170K +$167K +11,860 New
Bank of New York Mellon
14
Bank of New York Mellon
New York
$168K -$2.83K -201 -2%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$142K +$24.1K +1,715 +21%
AF
16
Allworth Financial
California
$76K +$74.9K +5,325 New
HRC
17
Hoertkorn Richard Charles
$43K – – –
DADC
18
D.A. Davidson & Co
Montana
$14K – – –
BPBT
19
Boston Private Bank & Trust
Massachusetts
$9K – – –
BRWM
20
B. Riley Wealth Management
Tennessee
$6K – – –
Citigroup
21
Citigroup
New York
$6K – – –
CFSG
22
Community Financial Services Group
Vermont
$4K – – –
DA
23
Doliver Advisors
Texas
– -$463K -33,430 Closed
LCM
24
Landscape Capital Management
New Jersey
– -$180K -12,970 Closed
MHS
25
M Holdings Securities
Oregon
– -$69K -5,000 Closed
1
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NVX Hedge Fund Activity: Q4 2014 in Review

22 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Nuveen Calif Div Muni (NVX) for Q4 2014, worth a combined $12.3M — up 13% from $10.9M a quarter earlier.

Fund positioning in NVX was balanced in Q4 2014: 4 funds opened new positions, 4 closed out, 7 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $904K. The largest seller was Doliver Advisors, exiting entirely with an estimated $463K sold.

  • 22 institutional investors held Nuveen Calif Div Muni (NVX) as of Q4 2014, down from 23 in Q3 2014.
  • Funds reported $12.3M of Nuveen Calif Div Muni stock for Q4 2014, up 13% quarter-over-quarter.
  • 4 funds opened new Nuveen Calif Div Muni positions in Q4 2014 and 4 closed out, a net change of 0 holders.
  • The largest Nuveen Calif Div Muni buyer in Q4 2014 was Morgan Stanley, an estimated $904K added.
  • The largest Nuveen Calif Div Muni seller in Q4 2014 was Doliver Advisors, an estimated $463K sold.

Based on aggregated 13F filings for Q4 2014.