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NVX

Nuveen Calif Div Muni

Delisted

NVX was delisted on the 4th of November, 2016.

22 hedge funds and large institutions have $13M invested in Nuveen Calif Div Muni in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 2

6% more capital invested

Capital invested by funds: $12.3M → $13M (+$691K)

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
2
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.59M -$47.4K -3,260 -1%
AAM
2
Advisors Asset Management
Colorado
$2.68M +$648K +44,533 +32%
Morgan Stanley
3
Morgan Stanley
New York
$1.59M +$115K +7,910 +8%
GC
4
Guggenheim Capital
Illinois
$1.24M +$37.4K +2,569 +3%
Invesco
5
Invesco
Georgia
$1.22M -$64K -4,399 -5%
LPL Financial
6
LPL Financial
California
$375K +$684 +47 +0.2%
Wells Fargo
7
Wells Fargo
California
$320K +$96K +6,598 +42%
TCM
8
Tradewinds Capital Management
Washington
$283K
Bank of America
9
Bank of America
North Carolina
$273K +$74.3K +5,104 +37%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$263K
AA
11
AQR Arbitrage
Connecticut
$221K +$223K +15,292 New
DA
12
Doliver Advisors
Texas
$187K +$188K +12,940 New
HCM
13
Hollencrest Capital Management
California
$185K
Bank of New York Mellon
14
Bank of New York Mellon
New York
$172K +$3.51K +241 +2%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$168K +$24.9K +1,710 +17%
AF
16
Allworth Financial
California
$77K
HRC
17
Hoertkorn Richard Charles
$43K
Citigroup
18
Citigroup
New York
$23K +$17.2K +1,184 +296%
AIG
19
American International Group
New York
$19.7K +$19.8K +1,364 New
DADC
20
D.A. Davidson & Co
Montana
$14K
BPBT
21
Boston Private Bank & Trust
Massachusetts
$9K
CFSG
22
Community Financial Services Group
Vermont
$4K
AQR Capital Management
23
AQR Capital Management
Connecticut
-$549K -38,244 Closed
SG Americas Securities
24
SG Americas Securities
New York
-$170K -11,860 Closed
BRWM
25
B. Riley Wealth Management
Tennessee
-$6K -435 Closed

NVX Hedge Fund Activity: Q1 2015 in Review

22 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Nuveen Calif Div Muni (NVX) for Q1 2015, worth a combined $13M — up 5.6% from $12.3M a quarter earlier.

Fund positioning in NVX was balanced in Q1 2015: 3 funds opened new positions, 3 closed out, 9 added to existing stakes and 2 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $648K. The largest seller was AQR Capital Management, exiting entirely with an estimated $549K sold.

  • 22 institutional investors held Nuveen Calif Div Muni (NVX) as of Q1 2015, unchanged from Q4 2014.
  • Funds reported $13M of Nuveen Calif Div Muni stock for Q1 2015, up 5.6% quarter-over-quarter.
  • 3 funds opened new Nuveen Calif Div Muni positions in Q1 2015 and 3 closed out, a net change of 0 holders.
  • The largest Nuveen Calif Div Muni buyer in Q1 2015 was Advisors Asset Management, an estimated $648K added.
  • The largest Nuveen Calif Div Muni seller in Q1 2015 was AQR Capital Management, an estimated $549K sold.

Based on aggregated 13F filings for Q1 2015.