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NVX

Nuveen Calif Div Muni
NVX

Delisted

NVX was delisted on the 4th of November, 2016.

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23 hedge funds and large institutions have $9.46M invested in Nuveen Calif Div Muni in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

37% more capital invested

Capital invested by funds: $6.88M → $9.46M (+$2.58M)

21% more funds holding

Funds holding: 19 → 23 (+4)

Holders
23
Holders Change
+4
Holders Change %
+21.05%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
8
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$1.08M
2
DA
Doliver Advisors
Texas
+$655K
3
AAM
Advisors Asset Management
Colorado
+$366K
4
Invesco
Invesco
Georgia
+$188K
5
SG Americas Securities
SG Americas Securities
New York
+$125K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$352K
2
MA
MUFG Americas
New York
-$47.2K
3
M
MOTCO
Texas
-$11K
4
Citigroup
Citigroup
New York
-$8K
5
Bank of America
Bank of America
North Carolina
-$4.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
U
1
UBS
Switzerland
$2.32M +$1.08M +84,771 +86%
GC
2
Guggenheim Capital
Illinois
$2.08M -$352K -27,615 -14%
AAM
3
Advisors Asset Management
Colorado
$1.32M +$366K +28,719 +38%
Invesco
4
Invesco
Georgia
$757K +$188K +14,762 +33%
DA
5
Doliver Advisors
Texas
$648K +$655K +51,332 New
Morgan Stanley
6
Morgan Stanley
New York
$298K +$62.8K +4,922 +26%
LPL Financial
7
LPL Financial
California
$286K +$24.9K +1,954 +9%
AQR Capital Management
8
AQR Capital Management
Connecticut
$285K +$94.4K +7,400 +49%
HCM
9
Hollencrest Capital Management
California
$249K +$252K +19,758 New
TCM
10
Tradewinds Capital Management
Washington
$248K +$250K +19,600 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$185K – – –
Bank of New York Mellon
12
Bank of New York Mellon
New York
$148K -$2.15K -169 -1%
SG Americas Securities
13
SG Americas Securities
New York
$124K +$125K +9,837 New
Creative Planning
14
Creative Planning
Kansas
$105K +$106K +8,300 New
Bank of America
15
Bank of America
North Carolina
$100K -$4.9K -384 -5%
Wells Fargo
16
Wells Fargo
California
$88K +$34K +2,665 +62%
M&T Bank
17
M&T Bank
New York
$80K – – –
MA
18
MUFG Americas
New York
$47K -$47.2K -3,700 -50%
HRC
19
Hoertkorn Richard Charles
$38K +$38.3K +3,000 New
TRCT
20
Tower Research Capital (TRC)
New York
$15K +$7.49K +587 +100%
PTCG
21
Pring Turner Capital Group
California
$13K +$12.8K +1,000 New
DADC
22
D.A. Davidson & Co
Montana
$12K +$12.8K +1,000 New
BPBT
23
Boston Private Bank & Trust
Massachusetts
$8K – – –
Northern Trust
24
Northern Trust
Illinois
– -$1K -10,000 Closed
M
25
MOTCO
Texas
– -$11K -825 Closed
1
2

NVX Hedge Fund Activity: Q4 2013 in Review

23 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Nuveen Calif Div Muni (NVX) for Q4 2013, worth a combined $9.46M — up 37% from $6.88M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NVX positions and 4 closed out — a net gain of 4 holders — while 8 added to existing stakes and 4 trimmed.

The largest buyer was UBS, adding an estimated $1.08M. The largest seller was Guggenheim Capital, cutting an estimated $352K.

  • 23 institutional investors held Nuveen Calif Div Muni (NVX) as of Q4 2013, up from 19 in Q3 2013.
  • Funds reported $9.46M of Nuveen Calif Div Muni stock for Q4 2013, up 37% quarter-over-quarter.
  • 8 funds opened new Nuveen Calif Div Muni positions in Q4 2013 and 4 closed out, a net change of +4 holders.
  • The largest Nuveen Calif Div Muni buyer in Q4 2013 was UBS, an estimated $1.08M added.
  • The largest Nuveen Calif Div Muni seller in Q4 2013 was Guggenheim Capital, an estimated $352K sold.

Based on aggregated 13F filings for Q4 2013.