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NVX

Nuveen Calif Div Muni

Delisted

NVX was delisted on the 4th of November, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.61M +$3.54M +251,629 New
AAM
2
Advisors Asset Management
Colorado
$2.02M -$294K -20,914 -13%
Morgan Stanley
3
Morgan Stanley
New York
$1.47M +$904K +64,262 +168%
Invesco
4
Invesco
Georgia
$1.27M -$107K -7,591 -8%
GC
5
Guggenheim Capital
Illinois
$1.2M +$84.9K +6,032 +8%
AQR Capital Management
6
AQR Capital Management
Connecticut
$549K +$538K +38,244 New
LPL Financial
7
LPL Financial
California
$371K +$689 +49 +0.2%
TCM
8
Tradewinds Capital Management
Washington
$281K
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$261K +$4.15K +295 +2%
Wells Fargo
10
Wells Fargo
California
$224K +$69.5K +4,939 +46%
Bank of America
11
Bank of America
North Carolina
$198K +$92.1K +6,549 +90%
HCM
12
Hollencrest Capital Management
California
$183K
SG Americas Securities
13
SG Americas Securities
New York
$170K +$167K +11,860 New
Bank of New York Mellon
14
Bank of New York Mellon
New York
$168K -$2.83K -201 -2%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$142K +$24.1K +1,715 +21%
AF
16
Allworth Financial
California
$76K +$74.9K +5,325 New
HRC
17
Hoertkorn Richard Charles
$43K
DADC
18
D.A. Davidson & Co
Montana
$14K
BPBT
19
Boston Private Bank & Trust
Massachusetts
$9K
BRWM
20
B. Riley Wealth Management
Tennessee
$6K
Citigroup
21
Citigroup
New York
$6K
CFSG
22
Community Financial Services Group
Vermont
$4K
DA
23
Doliver Advisors
Texas
-$463K -33,430 Closed
LCM
24
Landscape Capital Management
New Jersey
-$180K -12,970 Closed
MHS
25
M Holdings Securities
Oregon
-$69K -5,000 Closed