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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
–
Cap. Flow
+$134M
Cap. Flow %
98.79%
Top 10 Hldgs %
16.08%
Holding
1,091
New
1,087
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$2.81M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$2.79M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.65M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$2.19M
5
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$2.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 11.11%
2 Industrials 7.44%
3 Technology 7.21%
4 Healthcare 6.97%
5 Financials 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBDC icon
751
Barings BDC
BBDC
$864M
$10K 0.01%
+400
New +$10.9K
HBAN icon
752
Huntington Bancshares
HBAN
$34.4B
$10K 0.01%
+1,000
New +$9.5K
HYG icon
753
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$10K 0.01%
+107
New +$10K
INDY icon
754
iShares S&P India Nifty 50 Index Fund
INDY
$562M
$10K 0.01%
+400
New +$9.32K
JJSF icon
755
J&J Snack Foods
JJSF
$1.43B
$10K 0.01%
+100
New +$9.04K
MCK icon
756
McKesson
MCK
$100B
$10K 0.01%
+54
New +$9.44K
MGA icon
757
Magna International
MGA
$18.7B
$10K 0.01%
+202
New +$8.97K
STE icon
758
Steris
STE
$22.3B
$10K 0.01%
+200
New +$9.37K
TER icon
759
Teradyne
TER
$57.6B
$10K 0.01%
+500
New +$9.67K
TNXP icon
760
Tonix Pharmaceuticals
TNXP
$160M
– –
0
– –
VOE icon
761
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$10K 0.01%
+115
New +$9.22K
VTRS icon
762
Viatris
VTRS
$20.4B
$10K 0.01%
+200
New +$9.71K
XBI icon
763
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$10K 0.01%
+210
New +$10.8K
GMLP
764
DELISTED
Golar LNG Partners LP
GMLP
$10K 0.01%
+333
New +$10K
TCP
765
DELISTED
TC Pipelines LP
TCP
$10K 0.01%
+215
New +$10.1K
HSBC.PRA
766
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$10K 0.01%
+387
New +$9.69K
CPL
767
DELISTED
CPFL Energia S.A.
CPL
$10K 0.01%
+635
New +$8.89K
TOO
768
DELISTED
Teekay Offshore Partners L.P.
TOO
$10K 0.01%
+300
New +$9.58K
BPL
769
DELISTED
Buckeye Partners, L.P.
BPL
$10K 0.01%
+138
New +$10K
EEP
770
DELISTED
Enbridge Energy Partners
EEP
$10K 0.01%
+350
New +$9.79K
EGAS
771
DELISTED
Gas Natural Inc.
EGAS
$10K 0.01%
+1,000
New +$9.51K
MEP
772
DELISTED
Midcoast Energy Partners, L.P.
MEP
$10K 0.01%
+500
New +$10.2K
BLOX
773
DELISTED
Infoblox Inc
BLOX
$10K 0.01%
+500
New +$13.8K
ACI
774
DELISTED
ARCH COAL, INC.
ACI
$10K 0.01%
+200
New +$8.57K
CMLP
775
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$10K 0.01%
+425
New +$9.78K
29 30
31
32 33

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2014 Portfolio in Review

Q1 2014 is the first quarter with a 13F filing on record for B. Riley Wealth Management, which disclosed 1,091 positions worth $135M. Its ten largest holdings account for 16% of the portfolio.

Its largest position is First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, followed by Industrials and Technology.

  • B. Riley Wealth Management's largest Q1 2014 buy was First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $135M portfolio in Q1 2014.
  • B. Riley Wealth Management disclosed 1,091 positions in Q1 2014, its first 13F filing on record.

Based on B. Riley Wealth Management's 13F filing for Q1 2014, filed 12 Jun 2014.