B. Riley Wealth Management’s CPFL Energia S.A. CPL Stock Holding History

B. Riley Wealth Management’s Portfolio CPL Stock Details CPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-951	Closed	-$11K	–	878
2015 Q2	$11K	Sell	951 -1	-0.1%	-$13	0.01%	730
2015 Q1	$11K	Hold	952	–	–	0.01%	740
2014 Q4	$12K	Hold	952	–	–	0.01%	703
2014 Q3	$13K	Hold	952	–	–	0.01%	719
2014 Q2	$16K	Buy	952 +317	+50%	+$5.14K	0.01%	722
2014 Q1	$10K	Buy	+635	New	+$8.89K	0.01%	768

Other funds holding CPL

MIP

Mondrian Investment Partners London, United Kingdom $6.69B AUM

Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

B. Riley Wealth Management's CPL Position: Q3 2015 in Review

B. Riley Wealth Management sold out of CPFL Energia S.A. (CPL) in Q3 2015, closing a stake of 951 shares — an estimated $11K sold.

B. Riley Wealth Management first reported a position in CPL in Q1 2014 and held it in 6 quarters. The position peaked at $16K in Q2 2014. 88 funds tracked by Wall St. Rank hold CPL as of Q3 2015.

B. Riley Wealth Management reported no remaining CPFL Energia S.A. position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 951 CPFL Energia S.A. shares in Q3 2015, an estimated $11K.
B. Riley Wealth Management first reported a position in CPFL Energia S.A. in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's CPFL Energia S.A. position peaked at $16K in Q2 2014.
88 funds tracked by Wall St. Rank held CPFL Energia S.A. as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.