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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFD
676
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$15K 0.01%
1,000
– –
RWX icon
677
State Street SPDR Dow Jones International Real Estate ETF
RWX
$268M
$15K 0.01%
348
-50
-13% -$2.17K
SCZ icon
678
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$15K 0.01%
308
– –
TNL icon
679
Travel + Leisure Co
TNL
$4.72B
$15K 0.01%
388
– –
WMC
680
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$15K 0.01%
100
– –
DRYS
681
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
NXZ
682
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$15K 0.01%
1,077
+357
+50% +$5.1K
BALL icon
683
Ball Corp
BALL
$17.3B
$14K 0.01%
400
-288
-42% -$9.97K
BCS icon
684
Barclays
BCS
$93.8B
$14K 0.01%
+1,076
New +$15.1K
DBC icon
685
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$14K 0.01%
866
-350
-29% -$6.16K
FFA
686
First Trust Enhanced Equity Income Fund
FFA
$457M
$14K 0.01%
+1,000
New +$14.5K
GNW icon
687
Genworth Financial
GNW
$3.76B
$14K 0.01%
+2,000
New +$15.2K
HII icon
688
Huntington Ingalls Industries
HII
$12.8B
$14K 0.01%
100
– –
IFN
689
Aberdeen India Fund
IFN
$503M
$14K 0.01%
515
– –
IMNN icon
690
Imunon
IMNN
$6.64M
$14K 0.01%
2
– –
MDYG icon
691
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$14K 0.01%
342
+180
+111% +$7.34K
NEE icon
692
NextEra Energy
NEE
$181B
$14K 0.01%
540
-200
-27% -$5.28K
NZF icon
693
Nuveen Municipal Credit Income Fund
NZF
$2.39B
$14K 0.01%
1,036
+6
+0.6% +$85
RIG icon
694
Transocean
RIG
$5.7B
$14K 0.01%
1,000
-29
-3% -$470
SLVO icon
695
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
$14K 0.01%
65
– –
STE icon
696
Steris
STE
$22.7B
$14K 0.01%
200
– –
SU icon
697
Suncor Energy
SU
$77.9B
$14K 0.01%
500
– –
TCBI icon
698
Texas Capital Bancshares
TCBI
$4.4B
$14K 0.01%
+300
New +$14.1K
SRCL
699
DELISTED
Stericycle Inc
SRCL
$14K 0.01%
100
– –
TEG
700
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$14K 0.01%
200
– –
26 27
28
29 30

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.