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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
626
RTX Corp
RTX
$290B
– –
-628
Closed -$43K
RWO icon
627
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
– –
-785
Closed -$35K
RWR icon
628
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
– –
-200
Closed -$16K
RWX icon
629
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
– –
-348
Closed -$14K
RYN icon
630
Rayonier
RYN
$6.55B
– –
-220
Closed -$5K
RZG icon
631
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
– –
-171
Closed -$5K
SABA
632
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-2,752
Closed -$38K
SAGE
633
DELISTED
Sage Therapeutics
SAGE
– –
-600
Closed -$43K
SAN icon
634
Banco Santander
SAN
$201B
– –
-3,794
Closed -$25K
SBSW icon
635
Sibanye-Stillwater
SBSW
$6.26B
– –
-53
Closed –
SCO icon
636
ProShares UltraShort Bloomberg Crude Oil
SCO
$672M
– –
-13
Closed -$28K
SCZ icon
637
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
– –
-308
Closed -$15K
SDIV icon
638
Global X SuperDividend ETF
SDIV
$1.22B
– –
-743
Closed -$49K
SDY icon
639
State Street SPDR S&P Dividend ETF
SDY
$21.7B
– –
-814
Closed -$62K
SHAK icon
640
Shake Shack
SHAK
$2.53B
– –
-10
Closed –
SH icon
641
ProShares Short S&P500
SH
$927M
– –
-13,375
Closed -$2.28M
SHY icon
642
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
– –
-1,622
Closed -$137K
SIMO icon
643
Silicon Motion
SIMO
$8.6B
– –
-2,000
Closed -$69K
SJM icon
644
J.M. Smucker
SJM
$12.7B
– –
-276
Closed -$29K
SLB icon
645
SLB Ltd
SLB
$73.6B
– –
-468
Closed -$40K
SLVO icon
646
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
– –
-15
Closed -$3K
SLYG icon
647
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
– –
-884
Closed -$42K
SLYV icon
648
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
– –
-398
Closed -$21K
SNN icon
649
Smith & Nephew
SNN
$13.3B
– –
-250
Closed -$8K
SNY icon
650
Sanofi
SNY
$103B
– –
-186
Closed -$9K
24 25
26
27 28

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.