BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
-7.42%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.1M
Cap. Flow %
-68.21%
Top 10 Hldgs %
25.26%
Holding
1,062
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$939K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$865K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$759K
4
VOX icon
Vanguard Communication Services ETF
VOX
$730K
5
SHOP icon
Shopify
SHOP
$721K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$1.52M
4
AAPL icon
Apple
AAPL
$940K
5
SBUX icon
Starbucks
SBUX
$753K

Sector Composition

1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFD
626
Flaherty & Crumrine Preferred and Income Fund
PFD
$150M
– –
-1,000
Closed -$13K
PFF icon
627
iShares Preferred and Income Securities ETF
PFF
$14.5B
– –
-429
Closed -$16K
PFN
628
PIMCO Income Strategy Fund II
PFN
$713M
– –
-718
Closed -$7K
PFX icon
629
PhenixFIN
PFX
$98M
– –
-25
Closed -$4K
PGR icon
630
Progressive
PGR
$143B
– –
-1,000
Closed -$27K
PH icon
631
Parker-Hannifin
PH
$96.1B
– –
-106
Closed -$12K
PHO icon
632
Invesco Water Resources ETF
PHO
$2.29B
– –
-150
Closed -$3K
PHK
633
PIMCO High Income Fund
PHK
$857M
– –
-1,500
Closed -$14K
PHT
634
Pioneer High Income Fund
PHT
$244M
– –
-3,900
Closed -$45K
PIE icon
635
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$119M
– –
-538
Closed -$9K
PII icon
636
Polaris
PII
$3.33B
– –
-136
Closed -$20K
PIZ icon
637
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$417M
– –
-437
Closed -$10K
PKG icon
638
Packaging Corp of America
PKG
$19.8B
– –
-115
Closed -$7K
PKW icon
639
Invesco BuyBack Achievers ETF
PKW
$1.46B
– –
-7,798
Closed -$379K
PLUG icon
640
Plug Power
PLUG
$1.69B
– –
-4,000
Closed -$9K
PM icon
641
Philip Morris
PM
$251B
– –
-2,263
Closed -$181K
PNW icon
642
Pinnacle West Capital
PNW
$10.6B
– –
-68
Closed -$3K
PPG icon
643
PPG Industries
PPG
$24.8B
– –
-207
Closed -$23K
PPL icon
644
PPL Corp
PPL
$26.6B
– –
-200
Closed -$5K
PRIM icon
645
Primoris Services
PRIM
$6.32B
– –
-2,500
Closed -$49K
PRN icon
646
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$360M
– –
-19
Closed –
PRU icon
647
Prudential Financial
PRU
$37.2B
– –
-1,853
Closed -$162K
PSEC icon
648
Prospect Capital
PSEC
$1.34B
– –
-12,000
Closed -$88K
PSX icon
649
Phillips 66
PSX
$53.2B
– –
-2,332
Closed -$187K
PTH icon
650
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$97M
– –
-1,515
Closed -$32K
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