B. Riley Wealth Management’s State Street SPDR S&P 600 Small Cap Growth ETF SLYG Stock Holding History

B. Riley Wealth Management’s Portfolio SLYG Stock Details SLYG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-884	Closed	-$42K	–	647
2015 Q2	$42K	Hold	884	–	–	0.03%	452
2015 Q1	$41K	Buy	884 +256	+41%	+$11.6K	0.03%	440
2014 Q4	$27K	Buy	628 +8	+1%	+$351	0.02%	513
2014 Q3	$26K	Sell	620 -16	-3%	-$702	0.02%	551
2014 Q2	$28K	Hold	636	–	–	0.02%	579
2014 Q1	$28K	Buy	+636	New	+$28.1K	0.02%	566

Other funds holding SLYG

TMFS Holdings Overland Park, Kansas $1.2B AUM 9.33% 1-Year Est. Return

CDIA

Capital Directions Investment Advisors Atlanta, Georgia $268M AUM 20.15% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

NFG

Noven Financial Group Denver, Colorado $123M AUM 5.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.38B AUM 30.57% 1-Year Est. Return

B. Riley Wealth Management's SLYG Position: Q3 2015 in Review

B. Riley Wealth Management sold out of State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) in Q3 2015, closing a stake of 884 shares — an estimated $42K sold.

B. Riley Wealth Management first reported a position in SLYG in Q1 2014 and held it in 6 quarters. The position peaked at $42K in Q2 2015. 58 funds tracked by Wall St. Rank hold SLYG as of Q3 2015.

B. Riley Wealth Management reported no remaining State Street SPDR S&P 600 Small Cap Growth ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 884 State Street SPDR S&P 600 Small Cap Growth ETF shares in Q3 2015, an estimated $42K.
B. Riley Wealth Management first reported a position in State Street SPDR S&P 600 Small Cap Growth ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's State Street SPDR S&P 600 Small Cap Growth ETF position peaked at $42K in Q2 2015.
58 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Growth ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.