B. Riley Wealth Management’s Invesco S&P SmallCap 600 Pure Growth ETF RZG Stock Holding History

B. Riley Wealth Management’s Portfolio RZG Stock Details RZG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-171	Closed	-$5K	–	631
2015 Q2	$5K	Hold	171	–	–	﹤0.01%	861
2015 Q1	$5K	Hold	171	–	–	﹤0.01%	868
2014 Q4	$4K	Hold	171	–	–	﹤0.01%	882
2014 Q3	$4K	Hold	171	–	–	﹤0.01%	931
2014 Q2	$4K	Hold	171	–	–	﹤0.01%	964
2014 Q1	$4K	Buy	+171	New	+$4.46K	﹤0.01%	916

Other funds holding RZG

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BOS

Bank of Stockton Stockton, California $323M AUM 22.34% 1-Year Est. Return

B. Riley Wealth Management's RZG Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Invesco S&P SmallCap 600 Pure Growth ETF (RZG) in Q3 2015, closing a stake of 171 shares — an estimated $5K sold.

B. Riley Wealth Management first reported a position in RZG in Q1 2014 and held it in 6 quarters. The position peaked at $5K in Q2 2015. 51 funds tracked by Wall St. Rank hold RZG as of Q3 2015.

B. Riley Wealth Management reported no remaining Invesco S&P SmallCap 600 Pure Growth ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 171 Invesco S&P SmallCap 600 Pure Growth ETF shares in Q3 2015, an estimated $5K.
B. Riley Wealth Management first reported a position in Invesco S&P SmallCap 600 Pure Growth ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Invesco S&P SmallCap 600 Pure Growth ETF position peaked at $5K in Q2 2015.
51 funds tracked by Wall St. Rank held Invesco S&P SmallCap 600 Pure Growth ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.