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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUN icon
626
Huntsman Corp
HUN
$1.71B
$17K 0.01%
756
+1
+0.1% +$24
LVS icon
627
Las Vegas Sands
LVS
$31.7B
$17K 0.01%
300
– –
NCZ
628
Virtus Convertible & Income Fund II
NCZ
$294M
$17K 0.01%
500
– –
NPK icon
629
National Presto Industries
NPK
$870M
$17K 0.01%
300
-100
-25% -$5.94K
XEL icon
630
Xcel Energy
XEL
$48.8B
$17K 0.01%
500
– –
ORAN
631
DELISTED
Orange
ORAN
$17K 0.01%
1,040
– –
KMF
632
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$17K 0.01%
500
– –
LGCY
633
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$17K 0.01%
1,500
– –
GGE
634
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$17K 0.01%
1,000
– –
QIHU
635
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$17K 0.01%
+300
New +$19.8K
AGNC icon
636
AGNC Investment
AGNC
$12.4B
$16K 0.01%
750
+250
+50% +$5.64K
CIK
637
Credit Suisse Asset Management Income Fund
CIK
$134M
$16K 0.01%
+5,000
New +$16.8K
CL icon
638
Colgate-Palmolive
CL
$73.1B
$16K 0.01%
243
-61
-20% -$4.12K
DBO icon
639
Invesco DB Oil Fund
DBO
$403M
$16K 0.01%
1,075
+1,000
+1,333% +$21.7K
GLRE icon
640
Greenlight Captial
GLRE
$552M
$16K 0.01%
+500
New +$16.1K
INDY icon
641
iShares S&P India Nifty 50 Index Fund
INDY
$562M
$16K 0.01%
550
-100
-15% -$3.05K
PARA
642
DELISTED
Paramount Global Class B
PARA
$16K 0.01%
+300
New +$16K
PHK
643
PIMCO High Income Fund
PHK
$867M
$16K 0.01%
1,500
– –
PKG icon
644
Packaging Corp of America
PKG
$21.9B
$16K 0.01%
214
-4,199
-95% -$301K
PPL
645
PPL Corp
PPL
$26.5B
$16K 0.01%
497
– –
RWX icon
646
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$16K 0.01%
398
– –
TCPC icon
647
BlackRock TCP Capital
TCPC
$273M
$16K 0.01%
1,000
+904
+942% +$14.8K
BKCC
648
DELISTED
BlackRock Capital Investment Corporation
BKCC
$16K 0.01%
2,000
-1,600
-44% -$13.8K
CBI
649
DELISTED
Chicago Bridge & Iron Nv
CBI
$16K 0.01%
400
-1,800
-82% -$88.7K
HOT
650
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$16K 0.01%
+200
New +$15.6K
24 25
26
27 28

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.