BRWM
PHK

B. Riley Wealth Management’s PIMCO High Income Fund PHK Stock Holding History

B. Riley Wealth Management’s Portfolio PHK Stock Details PHK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-1,500
Closed -$14K – 592
2015
Q2 		$14K Hold
1,500
– – 0.01% 677
2015
Q1 		$18K Hold
1,500
– – 0.01% 638
2014
Q4 		$16K Hold
1,500
– – 0.01% 644
2014
Q3 		$17K Buy
+1,500
New +$19.4K 0.01% 653

Other funds holding PHK

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAMU
Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

B. Riley Wealth Management's PHK Position: Q3 2015 in Review

B. Riley Wealth Management sold out of PIMCO High Income Fund (PHK) in Q3 2015, closing a stake of 1,500 shares — an estimated $14K sold.

B. Riley Wealth Management first reported a position in PHK in Q3 2014 and held it in 4 quarters. The position peaked at $18K in Q1 2015. 63 funds tracked by Wall St. Rank hold PHK as of Q3 2015.

  • B. Riley Wealth Management reported no remaining PIMCO High Income Fund position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 1,500 PIMCO High Income Fund shares in Q3 2015, an estimated $14K.
  • B. Riley Wealth Management first reported a position in PIMCO High Income Fund in Q3 2014 and held it in 4 quarters.
  • B. Riley Wealth Management's PIMCO High Income Fund position peaked at $18K in Q1 2015.
  • 63 funds tracked by Wall St. Rank held PIMCO High Income Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.