B. Riley Wealth Management’s BlackRock Capital Investment Corporation BKCC Stock Holding History

B. Riley Wealth Management’s Portfolio BKCC Stock Details BKCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,000	Closed	-$18K	–	796
2015 Q2	$18K	Hold	2,000	–	–	0.01%	631
2015 Q1	$18K	Hold	2,000	–	–	0.01%	641
2014 Q4	$16K	Sell	2,000 -1,600	-44%	-$13.8K	0.01%	649
2014 Q3	$30K	Buy	3,600 +1,000	+38%	+$9.03K	0.02%	520
2014 Q2	$23K	Hold	2,600	–	–	0.01%	635
2014 Q1	$24K	Buy	+2,600	New	+$24.4K	0.02%	595

Other funds holding BKCC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

B. Riley Wealth Management's BKCC Position: Q3 2015 in Review

B. Riley Wealth Management sold out of BlackRock Capital Investment Corporation (BKCC) in Q3 2015, closing a stake of 2,000 shares — an estimated $18K sold.

B. Riley Wealth Management first reported a position in BKCC in Q1 2014 and held it in 6 quarters. The position peaked at $30K in Q3 2014. 121 funds tracked by Wall St. Rank hold BKCC as of Q3 2015.

B. Riley Wealth Management reported no remaining BlackRock Capital Investment Corporation position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 2,000 BlackRock Capital Investment Corporation shares in Q3 2015, an estimated $18K.
B. Riley Wealth Management first reported a position in BlackRock Capital Investment Corporation in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's BlackRock Capital Investment Corporation position peaked at $30K in Q3 2014.
121 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.