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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRG icon
551
NRG Energy
NRG
$28.3B
– –
-478
Closed -$10K
NSC icon
552
Norfolk Southern
NSC
$75.4B
– –
-162
Closed -$14K
NSP icon
553
Insperity
NSP
$1.93B
– –
-1,494
Closed -$38K
NTRS icon
554
Northern Trust
NTRS
$33.3B
– –
-45
Closed -$3K
NUGT icon
555
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$848M
– –
-3
Closed –
NVGS icon
556
Navigator Holdings
NVGS
$1.38B
– –
-4,600
Closed -$87K
NVO
557
Novo Nordisk
NVO
$208B
– –
-500
Closed -$13K
NVS icon
558
Novartis
NVS
$297B
– –
-190
Closed -$16K
NXN
559
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
– –
-400
Closed -$5K
NZF icon
560
Nuveen Municipal Credit Income Fund
NZF
$2.4B
– –
-1,046
Closed -$13K
OCSL icon
561
Oaktree Specialty Lending
OCSL
$1.02B
– –
-667
Closed -$13K
OEF icon
562
iShares S&P 100 ETF
OEF
$20.1B
– –
-4,300
Closed -$390K
OGE icon
563
OGE Energy
OGE
$9.78B
– –
-162
Closed -$4K
OHI icon
564
Omega Healthcare
OHI
$15.1B
– –
-1,837
Closed -$63K
OKE icon
565
Oneok
OKE
$57.2B
– –
-429
Closed -$16K
OPK icon
566
Opko Health
OPK
$985M
– –
-15,000
Closed -$241K
OSPN icon
567
OneSpan
OSPN
$574M
– –
-2,000
Closed -$60K
OSIS icon
568
OSI Systems
OSIS
$3.65B
– –
-300
Closed -$21K
OXSQ icon
569
Oxford Square Capital
OXSQ
$163M
– –
-1,500
Closed -$10K
OXY icon
570
Occidental Petroleum
OXY
$56.8B
– –
-1,254
Closed -$97K
PAA icon
571
Plains All American Pipeline
PAA
$17.3B
– –
-5,150
Closed -$224K
PAG icon
572
Penske Automotive Group
PAG
$14.3B
– –
-15
Closed –
PAGP icon
573
Plains GP Holdings
PAGP
$5.21B
– –
-1,502
Closed -$103K
PARA
574
DELISTED
Paramount Global Class B
PARA
– –
-957
Closed -$53K
PAYX icon
575
Paychex
PAYX
$41.6B
– –
-891
Closed -$41K
21 22
23
24 25

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.