B. Riley Wealth Management’s Oxford Square Capital OXSQ Stock Holding History

B. Riley Wealth Management’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,500	Closed	-$10K	–	569
2015 Q2	$10K	Sell	1,500 -1,300	-46%	-$8.96K	0.01%	744
2015 Q1	$19K	Hold	2,800	–	–	0.01%	622
2014 Q4	$21K	Buy	2,800 +2,784	+17,400%	+$23.4K	0.02%	576
2014 Q3	$0	Sell	16 -2,784	-99%	-$26.8K	﹤0.01%	1136
2014 Q2	$27K	Hold	2,800	–	–	0.02%	591
2014 Q1	$27K	Buy	+2,800	New	+$28.6K	0.02%	573

Other funds holding OXSQ

RCM

Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

B. Riley Wealth Management's OXSQ Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Oxford Square Capital (OXSQ) in Q3 2015, closing a stake of 1,500 shares — an estimated $10K sold.

B. Riley Wealth Management first reported a position in OXSQ in Q1 2014 and held it in 6 quarters. The position peaked at $27K in Q2 2014. 80 funds tracked by Wall St. Rank hold OXSQ as of Q3 2015.

B. Riley Wealth Management reported no remaining Oxford Square Capital position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,500 Oxford Square Capital shares in Q3 2015, an estimated $10K.
B. Riley Wealth Management first reported a position in Oxford Square Capital in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Oxford Square Capital position peaked at $27K in Q2 2014.
80 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.