B. Riley Wealth Management’s Oaktree Specialty Lending OCSL Stock Holding History

B. Riley Wealth Management’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-667	Closed	-$13K	–	561
2015 Q2	$13K	Sell	667 -373	-36%	-$7.81K	0.01%	692
2015 Q1	$22K	Sell	1,040 -2,933	-74%	-$65.8K	0.02%	588
2014 Q4	$95K	Sell	3,973 -3,834	-49%	-$99.1K	0.08%	280
2014 Q3	$214K	Buy	7,807 +1,000	+15%	+$29.2K	0.16%	176
2014 Q2	$200K	Sell	6,807 -2,266	-25%	-$63.9K	0.13%	213
2014 Q1	$258K	Buy	+9,073	New	+$258K	0.19%	143

Other funds holding OCSL

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

B. Riley Wealth Management's OCSL Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Oaktree Specialty Lending (OCSL) in Q3 2015, closing a stake of 667 shares — an estimated $13K sold.

B. Riley Wealth Management first reported a position in OCSL in Q1 2014 and held it in 6 quarters. The position peaked at $258K in Q1 2014. 149 funds tracked by Wall St. Rank hold OCSL as of Q3 2015.

B. Riley Wealth Management reported no remaining Oaktree Specialty Lending position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 667 Oaktree Specialty Lending shares in Q3 2015, an estimated $13K.
B. Riley Wealth Management first reported a position in Oaktree Specialty Lending in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Oaktree Specialty Lending position peaked at $258K in Q1 2014.
149 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.