B. Riley Wealth Management’s Northern Trust NTRS Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q3
Sell
-45
Closed -$3K 555
2015
Q2
$3K Hold
45
﹤0.01% 929
2015
Q1
$3K Hold
45
﹤0.01% 931
2014
Q4
$3K Buy
+45
New +$3K ﹤0.01% 910