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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISH
501
DELISTED
INTL SHIPHOLDING CORP
ISH
$29K 0.02%
1,952
+32
+2% +$547
AMGN icon
502
Amgen
AMGN
$208B
$28K 0.02%
182
– –
BIP icon
503
Brookfield Infrastructure Partners
BIP
$19.2B
$28K 0.02%
1,709
-1,610
-49% -$25.7K
CMRX
504
DELISTED
Chimerix, Inc.
CMRX
$28K 0.02%
+700
New +$23.7K
ADM icon
505
Archer Daniels Midland
ADM
$38.2B
$27K 0.02%
525
+3
+0.6% +$150
AOR icon
506
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$27K 0.02%
673
– –
BANX
507
ArrowMark Financial
BANX
$198M
$27K 0.02%
1,429
– –
BMRN icon
508
BioMarin Pharmaceuticals
BMRN
$11.6B
$27K 0.02%
300
– –
CSD icon
509
Invesco S&P Spin-Off ETF
CSD
$221M
$27K 0.02%
615
– –
FLEX icon
510
Flex
FLEX
$41.7B
$27K 0.02%
3,318
+664
+25% +$5.25K
PTH icon
511
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$221M
$27K 0.02%
1,515
– –
SLYG icon
512
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$27K 0.02%
628
+8
+1% +$351
TWO
513
Two Harbors Investment
TWO
$1.27B
$27K 0.02%
338
-225
-40% -$18.3K
CPE
514
DELISTED
Callon Petroleum Company
CPE
$27K 0.02%
500
– –
SJI
515
DELISTED
South Jersey Industries, Inc.
SJI
$27K 0.02%
930
– –
APTS
516
DELISTED
Preferred Apartment Communities, Inc.
APTS
$27K 0.02%
3,019
+10
+0.3% +$86
PX
517
DELISTED
Praxair Inc
PX
$27K 0.02%
213
– –
ARP
518
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$27K 0.02%
2,600
-21,900
-89% -$321K
ARCC icon
519
Ares Capital
ARCC
$13.5B
$26K 0.02%
1,715
– –
CSM icon
520
ProShares Large Cap Core Plus
CSM
$518M
$26K 0.02%
+1,040
New +$25.6K
DE icon
521
Deere & Co
DE
$160B
$26K 0.02%
298
-50
-14% -$4.32K
EMB icon
522
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$26K 0.02%
240
-83
-26% -$9.35K
FOF icon
523
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$26K 0.02%
2,016
+816
+68% +$10.7K
IGR
524
CBRE Global Real Estate Income Fund
IGR
$709M
$26K 0.02%
3,000
– –
OKE icon
525
Oneok
OKE
$57.2B
$26K 0.02%
531
– –
19 20
21
22 23

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.