BRWM
BANX

B. Riley Wealth Management’s ArrowMark Financial BANX Stock Holding History

B. Riley Wealth Management’s Portfolio BANX Stock Details BANX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-1,452
Closed -$26K – 1010
2015
Q1 		$26K Buy
1,452
+23
+2% +$469 0.02% 541
2014
Q4 		$27K Hold
1,429
– – 0.02% 508
2014
Q3 		$35K Buy
1,429
+8
+0.6% +$203 0.03% 482
2014
Q2 		$36K Buy
1,421
+16
+1% +$404 0.02% 530
2014
Q1 		$35K Buy
+1,405
New +$34.9K 0.03% 516

Other funds holding BANX

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
FAM
Fenimore Asset Management Cobleskill, New York $4.83B AUM 9.09% 1-Year Est. Return
UCFA
United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
TMC
Trellus Management Company Delray Beach, Florida $72.8M AUM 4.5% 1-Year Est. Return

B. Riley Wealth Management's BANX Position: Q2 2015 in Review

B. Riley Wealth Management sold out of ArrowMark Financial (BANX) in Q2 2015, closing a stake of 1,452 shares — an estimated $26K sold.

B. Riley Wealth Management first reported a position in BANX in Q1 2014 and held it in 5 quarters. The position peaked at $36K in Q2 2014. 18 funds tracked by Wall St. Rank hold BANX as of Q2 2015.

  • B. Riley Wealth Management reported no remaining ArrowMark Financial position as of Q2 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 1,452 ArrowMark Financial shares in Q2 2015, an estimated $26K.
  • B. Riley Wealth Management first reported a position in ArrowMark Financial in Q1 2014 and held it in 5 quarters.
  • B. Riley Wealth Management's ArrowMark Financial position peaked at $36K in Q2 2014.
  • 18 funds tracked by Wall St. Rank held ArrowMark Financial as of Q2 2015.

Based on B. Riley Wealth Management's 13F filing for Q2 2015, filed 14 Jul 2015.