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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRGB icon
501
Red Robin
RRGB
$144M
$42K 0.03%
600
+500
+500% +$34.9K
SCZ icon
502
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$42K 0.03%
800
-18
-2% -$940
SCTY
503
DELISTED
SolarCity Corporation
SCTY
$42K 0.03%
605
+305
+102% +$17.1K
SLB icon
504
SLB Ltd
SLB
$72.6B
$41K 0.03%
350
– –
XSD icon
505
State Street SPDR S&P Semiconductor ETF
XSD
$2.69B
$41K 0.03%
1,100
+116
+12% +$4.05K
HTS
506
DELISTED
HATTERAS FINANCIAL CORP
HTS
$41K 0.03%
2,111
– –
IEF icon
507
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$40K 0.03%
393
– –
IWR icon
508
iShares Russell Mid-Cap ETF
IWR
$56.1B
$40K 0.03%
1,000
– –
LULU icon
509
lululemon athletica
LULU
$13.6B
$40K 0.03%
1,000
+200
+25% +$9.12K
ARII
510
DELISTED
American Railcar Industries, Inc.
ARII
$40K 0.03%
+600
New +$38.7K
CBI
511
DELISTED
Chicago Bridge & Iron Nv
CBI
$40K 0.03%
600
-400
-40% -$31.8K
CNI icon
512
Canadian National Railway
CNI
$76.9B
$39K 0.03%
601
+1
+0.2% +$59
IMCG icon
513
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.93B
$39K 0.03%
1,566
– –
MPT
514
Medical Properties Trust
MPT
$2.81B
$39K 0.03%
2,952
+2,400
+435% +$31.9K
NRK icon
515
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$39K 0.03%
+3,042
New +$39.7K
XNTK icon
516
State Street SPDR NYSE Technology ETF
XNTK
$2.05B
$39K 0.03%
828
-216
-21% -$9.95K
INXX
517
DELISTED
Columbia India Infrastructure ETF
INXX
$39K 0.03%
2,666
-600
-18% -$7.87K
HES
518
DELISTED
Hess
HES
$38K 0.02%
391
-200
-34% -$18K
BCIC
519
BCP Investment Corp
BCIC
$89.6M
$38K 0.02%
450
– –
XRT icon
520
State Street SPDR S&P Retail ETF
XRT
$453M
$38K 0.02%
876
– –
AOD
521
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$37K 0.02%
4,180
+2,000
+92% +$17.3K
BIT icon
522
BlackRock Multi-Sector Income Trust
BIT
$696M
$37K 0.02%
2,000
– –
CB icon
523
Chubb
CB
$135B
$37K 0.02%
364
– –
EMB icon
524
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$37K 0.02%
323
+306
+1,800% +$34.7K
HSY icon
525
Hershey
HSY
$35.9B
$37K 0.02%
390
+15
+4% +$1.47K
19 20
21
22 23

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.