B. Riley Wealth Management’s abrdn Total Dynamic Dividend Fund AOD Stock Holding History

B. Riley Wealth Management’s Portfolio AOD Stock Details AOD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-4,065	Closed	-$35K	–	171
2015 Q2	$35K	Sell	4,065 -1,272	-24%	-$11.4K	0.03%	490
2015 Q1	$47K	Sell	5,337 -1,775	-25%	-$15.5K	0.04%	415
2014 Q4	$60K	Buy	7,112 +1,709	+32%	+$14.6K	0.05%	362
2014 Q3	$45K	Buy	5,403 +1,223	+29%	+$10.8K	0.03%	431
2014 Q2	$37K	Buy	4,180 +2,000	+92%	+$17.3K	0.02%	522
2014 Q1	$18K	Buy	+2,180	New	+$18.1K	0.01%	651

Other funds holding AOD

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

B. Riley Wealth Management's AOD Position: Q3 2015 in Review

B. Riley Wealth Management sold out of abrdn Total Dynamic Dividend Fund (AOD) in Q3 2015, closing a stake of 4,065 shares — an estimated $35K sold.

B. Riley Wealth Management first reported a position in AOD in Q1 2014 and held it in 6 quarters. The position peaked at $60K in Q4 2014. 72 funds tracked by Wall St. Rank hold AOD as of Q3 2015.

B. Riley Wealth Management reported no remaining abrdn Total Dynamic Dividend Fund position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 4,065 abrdn Total Dynamic Dividend Fund shares in Q3 2015, an estimated $35K.
B. Riley Wealth Management first reported a position in abrdn Total Dynamic Dividend Fund in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's abrdn Total Dynamic Dividend Fund position peaked at $60K in Q4 2014.
72 funds tracked by Wall St. Rank held abrdn Total Dynamic Dividend Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.