We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LO
426
DELISTED
LORILLARD INC COM STK
LO
$41K 0.03%
655
-94
-13% -$5.81K
PKO
427
DELISTED
Pimco Income Opportunity Fund
PKO
$41K 0.03%
1,645
+32
+2% +$863
CHI
428
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$40K 0.03%
3,159
– –
IMCG icon
429
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$40K 0.03%
1,566
– –
TSN icon
430
Tyson Foods
TSN
$20.4B
$40K 0.03%
+1,000
New +$40.6K
GLOG
431
DELISTED
GASLOG LTD
GLOG
$40K 0.03%
2,000
+1,540
+335% +$30.2K
KNOW
432
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$40K 0.03%
+1,180
New +$39.4K
BIV icon
433
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$39K 0.03%
467
+84
+22% +$7.14K
EXPD icon
434
Expeditors International
EXPD
$22B
$39K 0.03%
894
-1,099
-55% -$47.2K
DGL
435
DELISTED
Invesco DB Gold Fund
DGL
$39K 0.03%
1,000
+500
+100% +$19.9K
DO
436
DELISTED
Diamond Offshore Drilling
DO
$39K 0.03%
1,072
-174
-14% -$6.23K
EEM icon
437
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$38K 0.03%
992
-56
-5% -$2.28K
GD icon
438
General Dynamics
GD
$104B
$38K 0.03%
278
– –
NIE
439
Virtus Equity & Convertible Income Fund
NIE
$719M
$38K 0.03%
1,850
– –
TXN icon
440
Texas Instruments
TXN
$252B
$38K 0.03%
716
+516
+258% +$26.1K
MIC
441
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$38K 0.03%
+540
New +$36.8K
DNO
442
DELISTED
United States Short Oil Fund
DNO
$38K 0.03%
+700
New +$29.7K
BRCM
443
DELISTED
BROADCOM CORP CL-A
BRCM
$38K 0.03%
+900
New +$36.9K
BGS icon
444
B&G Foods
BGS
$287M
$37K 0.03%
1,262
+506
+67% +$14.7K
DIA icon
445
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$37K 0.03%
+210
New +$36.4K
GNRC icon
446
Generac Holdings
GNRC
$11.6B
$37K 0.03%
800
-700
-47% -$30.6K
RWO icon
447
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$37K 0.03%
785
– –
SPLV icon
448
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$37K 0.03%
991
-524
-35% -$19.2K
DRYS
449
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
OILT
450
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
$37K 0.03%
800
+160
+25% +$7.43K
16 17
18
19 20

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.