B. Riley Wealth Management’s Pimco Income Opportunity Fund PKO Stock Holding History

B. Riley Wealth Management’s Portfolio PKO Stock Details PKO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-508	Closed	-$12K	–	1048
2015 Q2	$12K	Buy	508 +9	+2%	+$233	0.01%	717
2015 Q1	$12K	Sell	499 -1,146	-70%	-$28.8K	0.01%	729
2014 Q4	$41K	Buy	1,645 +32	+2%	+$863	0.03%	428
2014 Q3	$44K	Buy	1,613 +22	+1%	+$630	0.03%	444
2014 Q2	$46K	Buy	1,591 +29	+2%	+$835	0.03%	479
2014 Q1	$44K	Buy	+1,562	New	+$44.9K	0.03%	467

Other funds holding PKO

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

B. Riley Wealth Management's PKO Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Pimco Income Opportunity Fund (PKO) in Q3 2015, closing a stake of 508 shares — an estimated $12K sold.

B. Riley Wealth Management first reported a position in PKO in Q1 2014 and held it in 6 quarters. The position peaked at $46K in Q2 2014. 36 funds tracked by Wall St. Rank hold PKO as of Q3 2015.

B. Riley Wealth Management reported no remaining Pimco Income Opportunity Fund position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 508 Pimco Income Opportunity Fund shares in Q3 2015, an estimated $12K.
B. Riley Wealth Management first reported a position in Pimco Income Opportunity Fund in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Pimco Income Opportunity Fund position peaked at $46K in Q2 2014.
36 funds tracked by Wall St. Rank held Pimco Income Opportunity Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.