BRWM
KNOW

B. Riley Wealth Management’s Direxion All Cap Insider Sentiment Shares KNOW Stock Holding History

B. Riley Wealth Management’s Portfolio KNOW Stock Details KNOW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-1,180
Closed -$41K – 858
2015
Q2 		$41K Hold
1,180
– – 0.03% 457
2015
Q1 		$41K Hold
1,180
– – 0.03% 442
2014
Q4 		$40K Buy
+1,180
New +$39.4K 0.03% 433

Other funds holding KNOW

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
WA
WESPAC Advisors Orinda, California $183M AUM 29.81% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
NCMW
Northern Capital Management (Wisconsin) Madison, Wisconsin $373M AUM 11.01% 1-Year Est. Return

B. Riley Wealth Management's KNOW Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Direxion All Cap Insider Sentiment Shares (KNOW) in Q3 2015, closing a stake of 1,180 shares — an estimated $41K sold.

B. Riley Wealth Management first reported a position in KNOW in Q4 2014 and held it in 3 quarters. The position peaked at $41K in Q2 2015. 27 funds tracked by Wall St. Rank hold KNOW as of Q3 2015.

  • B. Riley Wealth Management reported no remaining Direxion All Cap Insider Sentiment Shares position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 1,180 Direxion All Cap Insider Sentiment Shares shares in Q3 2015, an estimated $41K.
  • B. Riley Wealth Management first reported a position in Direxion All Cap Insider Sentiment Shares in Q4 2014 and held it in 3 quarters.
  • B. Riley Wealth Management's Direxion All Cap Insider Sentiment Shares position peaked at $41K in Q2 2015.
  • 27 funds tracked by Wall St. Rank held Direxion All Cap Insider Sentiment Shares as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.