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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTV
376
DELISTED
DIRECTV COM STK (DE)
DTV
$60K 0.04%
700
– –
CPB icon
377
Campbell Soup
CPB
$6.55B
$59K 0.04%
1,390
– –
DBL
378
DoubleLine Opportunistic Credit Fund
DBL
$278M
$58K 0.04%
2,490
+354
+17% +$8.22K
GLW icon
379
Corning
GLW
$119B
$58K 0.04%
3,050
-2,645
-46% -$55.1K
GURU icon
380
Global X Guru Index ETF
GURU
$61.3M
$58K 0.04%
+2,215
New +$58.5K
IGE icon
381
iShares North American Natural Resources ETF
IGE
$741M
$58K 0.04%
1,318
– –
IWO icon
382
iShares Russell 2000 Growth ETF
IWO
$14.3B
$58K 0.04%
451
-184
-29% -$24.7K
MPLX icon
383
MPLX
MPLX
$59.3B
$58K 0.04%
1,000
-900
-47% -$55.1K
HNW
384
DELISTED
Pioneer Diversified High Income Fund
HNW
$57K 0.04%
2,920
+23
+0.8% +$478
VLO icon
385
Valero Energy
VLO
$90.1B
$57K 0.04%
1,238
-6,000
-83% -$303K
EVEP
386
DELISTED
EV Energy Partners, L.P.
EVEP
$57K 0.04%
1,625
-3,100
-66% -$119K
AXP icon
387
American Express
AXP
$227B
$56K 0.04%
641
-39
-6% -$3.51K
RSPH icon
388
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$56K 0.04%
4,360
-1,000
-19% -$12.7K
ADP icon
389
Automatic Data Processing
ADP
$106B
$55K 0.04%
762
+5
+0.7% +$361
BDX icon
390
Becton Dickinson
BDX
$45.6B
$55K 0.04%
498
+2
+0.4% +$228
EXC icon
391
Exelon
EXC
$47.2B
$55K 0.04%
2,280
-1,093
-32% -$25.6K
VTV icon
392
Vanguard Morningstar Value ETF
VTV
$188B
$55K 0.04%
687
-643
-48% -$52.5K
EMC
393
DELISTED
EMC CORPORATION
EMC
$55K 0.04%
1,885
-1,600
-46% -$46.2K
DTE icon
394
DTE Energy
DTE
$29.5B
$54K 0.04%
848
– –
SO icon
395
Southern Company
SO
$109B
$54K 0.04%
1,246
+11
+0.9% +$483
UUP icon
396
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
$54K 0.04%
2,363
+1,268
+116% +$27.8K
MTGE
397
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$54K 0.04%
2,900
– –
MPT
398
Medical Properties Trust
MPT
$2.77B
$53K 0.04%
4,380
+1,428
+48% +$19K
PEP icon
399
PepsiCo
PEP
$190B
$53K 0.04%
573
– –
PRIM icon
400
Primoris Services
PRIM
$4.58B
$53K 0.04%
+2,000
New +$54.8K
14 15
16
17 18

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.