B. Riley Wealth Management’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

B. Riley Wealth Management’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-6,939	Closed	-$132K	–	405
2018 Q4	$132K	Buy	+6,939	New	+$134K	0.03%	318
2015 Q3	–	Sell	-2,985	Closed	-$69K	–	268
2015 Q2	$69K	Buy	2,985 +30	+1%	+$731	0.05%	343
2015 Q1	$73K	Buy	2,955 +27	+0.9%	+$685	0.05%	343
2014 Q4	$71K	Buy	2,928 +438	+18%	+$10.6K	0.06%	329
2014 Q3	$58K	Buy	2,490 +354	+17%	+$8.22K	0.04%	378
2014 Q2	$50K	Buy	2,136 +19	+0.9%	+$445	0.03%	465
2014 Q1	$49K	Buy	+2,117	New	+$48.8K	0.04%	444

Other funds holding DBL

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $420M AUM 42.19% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

B. Riley Wealth Management's DBL Position: Q1 2019 in Review

B. Riley Wealth Management sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q1 2019, closing a stake of 6,939 shares — an estimated $132K sold.

B. Riley Wealth Management first reported a position in DBL in Q1 2014 and held it in 7 quarters. The position peaked at $132K in Q4 2018. 70 funds tracked by Wall St. Rank hold DBL as of Q1 2019.

B. Riley Wealth Management reported no remaining DoubleLine Opportunistic Credit Fund position as of Q1 2019 after selling out during the quarter.
B. Riley Wealth Management sold 6,939 DoubleLine Opportunistic Credit Fund shares in Q1 2019, an estimated $132K.
B. Riley Wealth Management first reported a position in DoubleLine Opportunistic Credit Fund in Q1 2014 and held it in 7 quarters.
B. Riley Wealth Management's DoubleLine Opportunistic Credit Fund position peaked at $132K in Q4 2018.
70 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q1 2019.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.