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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
351
Kroger
KR
$35.4B
$72K 0.05%
2,800
– –
TIP icon
352
iShares TIPS Bond ETF
TIP
$14.5B
$71K 0.05%
634
– –
GTAT
353
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$71K 0.05%
6,600
– –
IWY icon
354
iShares Russell Top 200 Growth ETF
IWY
$15.9B
$70K 0.05%
1,450
– –
DINO icon
355
HF Sinclair
DINO
$16.3B
$69K 0.05%
1,602
-9
-0.6% -$420
MITT
356
TPG Mortgage Investment Trust
MITT
$222M
$69K 0.05%
1,299
+110
+9% +$6.26K
COW
357
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$68K 0.05%
2,130
– –
TBT icon
358
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
$67K 0.05%
1,194
-200
-14% -$11.6K
KRFT
359
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$67K 0.05%
1,190
-1,000
-46% -$57.8K
MDT icon
360
Medtronic
MDT
$109B
$66K 0.05%
1,067
– –
BCE icon
361
BCE
BCE
$20.2B
$65K 0.05%
1,525
+9
+0.6% +$402
GWW icon
362
W.W. Grainger
GWW
$65.3B
$65K 0.05%
259
-284
-52% -$69.7K
SRF
363
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$65K 0.05%
726
+6
+0.8% +$597
CWEI
364
DELISTED
Clayton Williams Energy, Inc.
CWEI
$65K 0.05%
676
-50
-7% -$5.78K
DFS
365
DELISTED
Discover Financial Services
DFS
$64K 0.05%
1,000
– –
YUM icon
366
Yum! Brands
YUM
$41.8B
$64K 0.05%
1,252
+835
+200% +$44.4K
BHI
367
DELISTED
Baker Hughes
BHI
$64K 0.05%
989
-3,633
-79% -$253K
LRE
368
DELISTED
LRR ENERGY LP
LRE
$64K 0.05%
3,600
-1,000
-22% -$18.3K
DXJ icon
369
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$62K 0.05%
1,195
+500
+72% +$25.2K
FRI icon
370
First Trust S&P REIT Index Fund
FRI
$189M
$62K 0.05%
3,171
– –
HIG icon
371
Hartford Financial Services
HIG
$38.9B
$62K 0.05%
1,691
– –
FDN icon
372
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$61K 0.05%
1,011
-10,466
-91% -$634K
IWX icon
373
iShares Russell Top 200 Value ETF
IWX
$3.98B
$61K 0.05%
1,450
– –
AEC
374
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$61K 0.05%
3,535
+37
+1% +$669
GNRC icon
375
Generac Holdings
GNRC
$11.6B
$60K 0.04%
1,500
-1,900
-56% -$85.1K
13 14
15
16 17

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.