B. Riley Wealth Management’s First Trust S&P REIT Index Fund FRI Stock Holding History

B. Riley Wealth Management’s Portfolio FRI Stock Details FRI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,281	Closed	-$67K	–	355
2015 Q2	$67K	Sell	3,281 -285	-8%	-$6.26K	0.05%	347
2015 Q1	$82K	Buy	3,566 +395	+12%	+$9.2K	0.06%	326
2014 Q4	$70K	Hold	3,171	–	–	0.06%	332
2014 Q3	$62K	Hold	3,171	–	–	0.05%	370
2014 Q2	$64K	Hold	3,171	–	–	0.04%	422
2014 Q1	$61K	Buy	+3,171	New	+$58.9K	0.05%	405

Other funds holding FRI

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

B. Riley Wealth Management's FRI Position: Q3 2015 in Review

B. Riley Wealth Management sold out of First Trust S&P REIT Index Fund (FRI) in Q3 2015, closing a stake of 3,281 shares — an estimated $67K sold.

B. Riley Wealth Management first reported a position in FRI in Q1 2014 and held it in 6 quarters. The position peaked at $82K in Q1 2015. 43 funds tracked by Wall St. Rank hold FRI as of Q3 2015.

B. Riley Wealth Management reported no remaining First Trust S&P REIT Index Fund position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 3,281 First Trust S&P REIT Index Fund shares in Q3 2015, an estimated $67K.
B. Riley Wealth Management first reported a position in First Trust S&P REIT Index Fund in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's First Trust S&P REIT Index Fund position peaked at $82K in Q1 2015.
43 funds tracked by Wall St. Rank held First Trust S&P REIT Index Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.