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First Trust S&P REIT Index Fund

53 hedge funds and large institutions have $135M invested in First Trust S&P REIT Index Fund in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

14% more capital invested

Capital invested by funds: $118M → $135M (+$17M)

6% more funds holding

Funds holding: 5053 (+3)

5.07% more ownership

Funds ownership: 45.91%50.98% (+5.1%)

16% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 19

Holders
53
Holders Change
+3
Holders Change %
+6%
% of All Funds
1.54%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
9
Increased
16
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HA
1
Hays Advisory
Tennessee
$35M +$2.77M +134,594 +8%
Morgan Stanley
2
Morgan Stanley
New York
$22.8M -$1.84M -89,513 -7%
FHA
3
First Horizon Advisors
Tennessee
$18.1M -$561K -27,255 -3%
SAM
4
Shamrock Asset Management
Texas
$9.23M +$9.66M +469,313 New
Wells Fargo
5
Wells Fargo
California
$7.87M +$1.15M +55,776 +16%
X
6
Xponance
Pennsylvania
$5.6M +$5.86M +284,890 New
New York State Common Retirement Fund
7
New York State Common Retirement Fund
New York
$4.9M +$5.13M +249,290 New
Bank of America
8
Bank of America
North Carolina
$4.27M -$4.61M -224,126 -51%
VKH
9
Virtu KCG Holdings
New York
$3.12M +$3.27M +158,817 New
U
10
UBS
Switzerland
$2.68M -$717K -34,829 -20%
VAM
11
Visionary Asset Management
Texas
$2.38M +$824K +40,056 +49%
LPL Financial
12
LPL Financial
California
$2.19M +$37.8K +1,837 +2%
VF
13
Virtu Financial
New York
$1.84M +$976K +47,438 +102%
SG Americas Securities
14
SG Americas Securities
New York
$1.68M +$1.76M +85,556 New
Stifel Financial
15
Stifel Financial
Missouri
$1.53M +$275K +13,357 +21%
PFS
16
Prospera Financial Services
Texas
$1.29M +$966K +46,932 +253%
VFS
17
VSR Financial Services
Kansas
$929K -$86.6K -4,207 -8%
SSWM
18
Sheets Smith Wealth Management
North Carolina
$924K
CS
19
Credit Suisse
Switzerland
$902K +$944K +45,877 New
NPC
20
National Planning Corporation
California
$882K -$432 -21 -0%
HFS
21
HL Financial Services
Kentucky
$803K +$565K +27,451 +205%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$701K +$126K +6,124 +21%
Goldman Sachs
23
Goldman Sachs
New York
$643K +$673K +32,708 New
US Bancorp
24
US Bancorp
Minnesota
$590K
Ameriprise
25
Ameriprise
Minnesota
$497K -$36.1K -1,752 -6%

FRI Hedge Fund Activity: Q3 2014 in Review

53 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust S&P REIT Index Fund (FRI) for Q3 2014, worth a combined $135M — up 14% from $118M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FRI positions and 6 closed out — a net gain of 3 holders — while 16 added to existing stakes and 19 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $9.66M. The largest seller was Bank of America, cutting an estimated $4.61M.

  • 53 institutional investors held First Trust S&P REIT Index Fund (FRI) as of Q3 2014, up from 50 in Q2 2014.
  • Funds reported $135M of First Trust S&P REIT Index Fund stock for Q3 2014, up 14% quarter-over-quarter.
  • 9 funds opened new First Trust S&P REIT Index Fund positions in Q3 2014 and 6 closed out, a net change of +3 holders.
  • The largest First Trust S&P REIT Index Fund buyer in Q3 2014 was Shamrock Asset Management, an estimated $9.66M added.
  • The largest First Trust S&P REIT Index Fund seller in Q3 2014 was Bank of America, an estimated $4.61M sold.

Based on aggregated 13F filings for Q3 2014.