UBS’s First Trust S&P REIT Index Fund FRI Stock Holding History

UBS’s Portfolio FRI Stock Details FRI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.68M	Sell	136,297 -34,829	-20%	-$717K	﹤0.01%	2633
2014 Q2	$3.5M	Buy	171,126 +31,174	+22%	+$624K	﹤0.01%	2296
2014 Q1	$2.68M	Buy	139,952 +14,356	+11%	+$267K	﹤0.01%	2487
2013 Q4	$2.2M	Sell	125,596 -8,262	-6%	-$149K	﹤0.01%	2710
2013 Q3	$2.39M	Sell	133,858 -254,321	-66%	-$4.68M	﹤0.01%	2411
2013 Q2	$7.24M	Buy	+388,179	New	+$7.63M	0.01%	1289

Other funds holding FRI

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Xponance Philadelphia, Pennsylvania $14.1B AUM 30.11% 1-Year Est. Return

New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

VAM

Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return

UBS's FRI Position: Q3 2014 in Review

UBS reduced its First Trust S&P REIT Index Fund (FRI) stake by 20% in Q3 2014, selling an estimated $717K and leaving 136,297 shares worth $2.68M. The position accounts for ﹤0.01% of the portfolio, ranked #2633.

UBS first reported a position in FRI in Q2 2013 and has held it in 6 quarters since. The position peaked at $7.24M in Q2 2013. 53 funds tracked by Wall St. Rank hold FRI as of Q3 2014.

UBS held 136,297 shares of First Trust S&P REIT Index Fund worth $2.68M as of Q3 2014.
UBS sold 34,829 First Trust S&P REIT Index Fund shares in Q3 2014, an estimated $717K.
First Trust S&P REIT Index Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2633 holding.
UBS first reported a position in First Trust S&P REIT Index Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust S&P REIT Index Fund position peaked at $7.24M in Q2 2013.
53 funds tracked by Wall St. Rank held First Trust S&P REIT Index Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.