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First Trust S&P REIT Index Fund

39 hedge funds and large institutions have $89.3M invested in First Trust S&P REIT Index Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

5% more funds holding

Funds holding: 3739 (+2)

0.32% more ownership

Funds ownership: 59.8%60.12% (+0.32%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

5% less capital invested

Capital invested by funds: $94.2M → $89.3M (-$4.96M)

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
13
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HA
1
Hays Advisory
Tennessee
$26.1M -$1.1M -60,617 -4%
Morgan Stanley
2
Morgan Stanley
New York
$14.3M -$1.94M -107,258 -12%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.53M +$2.49M +137,944 +47%
CS
4
Credit Suisse
Switzerland
$6.21M +$4.69M +259,745 +276%
Wells Fargo
5
Wells Fargo
California
$5.91M -$3.35M -185,370 -35%
FHA
6
First Horizon Advisors
Tennessee
$5.49M +$2.93M +162,198 +115%
VF
7
Virtu Financial
New York
$4.93M +$3.94M +217,833 +344%
GA
8
Gateway Advisory
New Jersey
$4.68M -$392K -21,721 -8%
Bank of America
9
Bank of America
North Carolina
$2.72M -$22.8K -1,263 -0.8%
Goldman Sachs
10
Goldman Sachs
New York
$2.53M -$9.65M -534,008 -79%
U
11
UBS
Switzerland
$2.2M -$149K -8,262 -6%
LPL Financial
12
LPL Financial
California
$1.46M -$15.6K -865 -1%
SSWM
13
Sheets Smith Wealth Management
North Carolina
$824K -$118K -6,531 -12%
NPC
14
National Planning Corporation
California
$732K -$486K -26,896 -39%
RJA
15
Raymond James & Associates
Florida
$683K +$87K +4,813 +14%
US Bancorp
16
US Bancorp
Minnesota
$526K +$542K +30,000 New
Ameriprise
17
Ameriprise
Minnesota
$469K -$90.3K -4,999 -16%
CS
18
Comerica Securities
Michigan
$311K +$321K +17,742 New
PFS
19
Prospera Financial Services
Texas
$308K -$8.49K -470 -3%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$242K +$21.9K +1,211 +10%
FAAS
21
First Allied Advisory Services
California
$195K +$7.95K +440 +4%
VFS
22
VSR Financial Services
Kansas
$190K +$196K +10,828 New
HFS
23
HL Financial Services
Kentucky
$180K +$186K +10,280 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$134K +$110K +6,106 +401%
Creative Planning
25
Creative Planning
Kansas
$100K +$64.5K +3,570 +169%

FRI Hedge Fund Activity: Q4 2013 in Review

39 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust S&P REIT Index Fund (FRI) for Q4 2013, worth a combined $89.3M — down 5.3% from $94.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FRI positions and 3 closed out — a net gain of 4 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Credit Suisse, adding an estimated $4.69M. The largest seller was Goldman Sachs, cutting an estimated $9.65M.

  • 39 institutional investors held First Trust S&P REIT Index Fund (FRI) as of Q4 2013, up from 37 in Q3 2013.
  • Funds reported $89.3M of First Trust S&P REIT Index Fund stock for Q4 2013, down 5.3% quarter-over-quarter.
  • 7 funds opened new First Trust S&P REIT Index Fund positions in Q4 2013 and 3 closed out, a net change of +4 holders.
  • The largest First Trust S&P REIT Index Fund buyer in Q4 2013 was Credit Suisse, an estimated $4.69M added.
  • The largest First Trust S&P REIT Index Fund seller in Q4 2013 was Goldman Sachs, an estimated $9.65M sold.

Based on aggregated 13F filings for Q4 2013.