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First Trust S&P REIT Index Fund

57 hedge funds and large institutions have $147M invested in First Trust S&P REIT Index Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.15% less ownership

Funds ownership: 62.98%59.83% (-3.2%)

17% less funds holding

Funds holding: 6957 (-12)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

37% less capital invested

Capital invested by funds: $234M → $147M (-$87.6M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

65% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 17

Holders
57
Holders Change
-12
Holders Change %
-17.39%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
6
Increased
17
Reduced
25
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HA
1
Hays Advisory
Tennessee
$46.9M -$3.92M -172,853 -8%
Morgan Stanley
2
Morgan Stanley
New York
$18.6M -$17.1M -755,165 -48%
Wells Fargo
3
Wells Fargo
California
$13.8M -$13.6M -598,766 -50%
FHA
4
First Horizon Advisors
Tennessee
$7.79M
BTS
5
BB&T Securities
Virginia
$6.32M
RJA
6
Raymond James & Associates
Florida
$5.74M -$6.1M -268,757 -52%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$5.17M +$3.4M +149,614 +200%
Stifel Financial
8
Stifel Financial
Missouri
$3.49M -$445K -19,609 -11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.33M +$1.73K +76 +0.1%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.86M +$2.33M +102,782 +487%
LPL Financial
11
LPL Financial
California
$2.48M -$746K -32,865 -23%
UBS Group
12
UBS Group
Switzerland
$2.4M -$942K -41,489 -29%
Bank of America
13
Bank of America
North Carolina
$2.29M -$20.1M -887,028 -90%
SWP
14
Stratos Wealth Partners
Ohio
$2.26M -$126K -5,558 -5%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.15M -$1.64M -72,202 -44%
Ameriprise
16
Ameriprise
Minnesota
$2M +$663K +29,207 +51%
PFS
17
Prospera Financial Services
Texas
$1.74M -$648K -28,576 -28%
NPC
18
National Planning Corporation
California
$1.65M +$328K +14,460 +25%
VKH
19
Virtu KCG Holdings
New York
$1.51M +$825K +36,344 +124%
VAM
20
Visionary Asset Management
Texas
$1.37M -$305K -13,448 -18%
WI
21
WBI Investments
New Jersey
$1.18M +$1.16M +51,238 New
Creative Planning
22
Creative Planning
Kansas
$1.16M +$103K +4,524 +10%
PFA
23
Pinnacle Family Advisors
Missouri
$926K +$912K +40,171 New
DADC
24
D.A. Davidson & Co
Montana
$887K -$1.62M -71,264 -65%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$739K -$427K -18,804 -37%

FRI Hedge Fund Activity: Q4 2016 in Review

57 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in First Trust S&P REIT Index Fund (FRI) for Q4 2016, worth a combined $147M — down 37% from $234M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FRI and 6 opened new positions — a net loss of 11 holders — while 25 trimmed existing stakes and 17 added.

The largest buyer was Susquehanna International Group, adding an estimated $3.4M. The largest seller was Bank of America, cutting an estimated $20.1M.

  • 57 institutional investors held First Trust S&P REIT Index Fund (FRI) as of Q4 2016, down from 69 in Q3 2016.
  • Funds reported $147M of First Trust S&P REIT Index Fund stock for Q4 2016, down 37% quarter-over-quarter.
  • 6 funds opened new First Trust S&P REIT Index Fund positions in Q4 2016 and 17 closed out, a net change of -11 holders.
  • The largest First Trust S&P REIT Index Fund buyer in Q4 2016 was Susquehanna International Group, an estimated $3.4M added.
  • The largest First Trust S&P REIT Index Fund seller in Q4 2016 was Bank of America, an estimated $20.1M sold.

Based on aggregated 13F filings for Q4 2016.