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First Trust S&P REIT Index Fund

53 hedge funds and large institutions have $114M invested in First Trust S&P REIT Index Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

18% more capital invested

Capital invested by funds: $96.3M → $114M (+$17.3M)

0% more funds holding

Funds holding: 5353 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

0.78% less ownership

Funds ownership: 62.33%61.55% (-0.78%)

Holders
53
Holders Change
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
17
Reduced
14
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.6M +$2.52M +97,655 +10%
LPL Financial
2
LPL Financial
California
$16M +$165K +6,409 +1%
Wells Fargo
3
Wells Fargo
California
$11.8M -$288K -11,183 -2%
Bank of America
4
Bank of America
North Carolina
$8.76M +$4.2M +162,906 +98%
PFA
5
Pinnacle Family Advisors
Missouri
$8.72M -$257K -9,970 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$7.88M +$3.22M +124,941 +73%
PCM
7
Peak Capital Management
Colorado
$3.86M +$9.98K +387 +0.3%
CPIG
8
Chicago Partners Investment Group
Illinois
$2.24M +$34.8K +1,351 +2%
MCM
9
Mainstay Capital Management
Michigan
$2.13M +$330K +12,806 +19%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$2.08M -$6.27K -243 -0.3%
UBS Group
11
UBS Group
Switzerland
$1.94M -$241K -9,327 -11%
Stifel Financial
12
Stifel Financial
Missouri
$1.88M +$926K +35,909 +103%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.8M -$817K -31,699 -32%
FEM
14
Fulcrum Equity Management
Texas
$1.66M +$1.6M +62,200 New
HIS
15
Harvest Investment Services
Illinois
$1.33M -$1.57M -60,956 Closed
SPC
16
Sigma Planning Corp
Michigan
$1.25M +$124K +4,809 +11%
Ameriprise
17
Ameriprise
Minnesota
$1.12M -$348K -13,505 -24%
Creative Planning
18
Creative Planning
Kansas
$1M -$31.5K -1,220 -3%
RJA
19
Raymond James & Associates
Florida
$970K +$9.59K +372 +1%
OIA
20
OneDigital Investment Advisors
Kansas
$890K +$123K +4,786 +17%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$815K +$2.79K +108 +0.4%
AG
22
Advisor Group
Arizona
$750K -$106K -4,097 -13%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$668K +$647K +25,099 New
SWM
24
SeaCrest Wealth Management
New York
$597K +$50.5K +1,959 +10%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$587K -$954 -37 -0.2%

FRI Hedge Fund Activity: Q3 2019 in Review

53 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust S&P REIT Index Fund (FRI) for Q3 2019, worth a combined $114M — up 18% from $96.3M a quarter earlier.

Fund positioning in FRI was balanced in Q3 2019: 11 funds opened new positions, 11 closed out, 17 added to existing stakes and 14 trimmed.

The largest buyer was Bank of America, adding an estimated $4.2M. The largest seller was Virtu Financial, exiting entirely with an estimated $1.7M sold.

  • 53 institutional investors held First Trust S&P REIT Index Fund (FRI) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $114M of First Trust S&P REIT Index Fund stock for Q3 2019, up 18% quarter-over-quarter.
  • 11 funds opened new First Trust S&P REIT Index Fund positions in Q3 2019 and 11 closed out, a net change of 0 holders.
  • The largest First Trust S&P REIT Index Fund buyer in Q3 2019 was Bank of America, an estimated $4.2M added.
  • The largest First Trust S&P REIT Index Fund seller in Q3 2019 was Virtu Financial, an estimated $1.7M sold.

Based on aggregated 13F filings for Q3 2019.