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First Trust S&P REIT Index Fund

58 hedge funds and large institutions have $124M invested in First Trust S&P REIT Index Fund in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 2

329% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 7

104% more capital invested

Capital invested by funds: $60.9M → $124M (+$63.5M)

23% more funds holding

Funds holding: 4758 (+11)

6.39% more ownership

Funds ownership: 53.91%60.3% (+6.4%)

Holders
58
Holders Change
+11
Holders Change %
+23.4%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
30
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$23.9M +$19.5M +666,975 +372%
Morgan Stanley
2
Morgan Stanley
New York
$20.9M +$10M +343,674 +87%
JIP
3
Jaffetilchin Investment Partners
Florida
$14.3M +$930K +31,821 +7%
Truist Financial
4
Truist Financial
North Carolina
$6.3M +$6.51M +222,837 New
Wells Fargo
5
Wells Fargo
California
$5.36M +$231K +7,909 +4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$5.28M +$2.27M +77,818 +71%
SMF
7
Sterling Manor Financial
New York
$4.33M +$530K +18,141 +13%
UBS Group
8
UBS Group
Switzerland
$4.15M +$3.54M +121,269 +478%
PFA
9
Pinnacle Family Advisors
Missouri
$3.27M +$3.38M +115,560 New
CPIG
10
Chicago Partners Investment Group
Illinois
$2.89M +$82.1K +2,808 +3%
Stifel Financial
11
Stifel Financial
Missouri
$2.78M +$1.97M +67,452 +219%
SPC
12
Sigma Planning Corp
Michigan
$2.54M +$2.63M +89,943 New
SWP
13
Stratos Wealth Partners
Ohio
$2.35M +$1.03M +35,275 +74%
Bank of America
14
Bank of America
North Carolina
$2.33M -$134K -4,599 -5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$2.26M +$2.07M +70,728 +769%
HIS
16
Harvest Investment Services
Illinois
$2.1M +$1.8M +61,568 +480%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.52M +$555K +18,978 +55%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$1.43M +$989K +33,855 +201%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.29M +$135K +4,623 +11%
Ameriprise
20
Ameriprise
Minnesota
$1.28M +$728K +24,919 +123%
AFS
21
Aft Forsyth & Sober
Florida
$1.13M +$584K +20,000 +100%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.07M +$277K +9,472 +34%
RW
23
RVW Wealth
California
$1M +$84K +2,873 +17%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$969K +$1M +34,260 New
AWM
25
AE Wealth Management
Kansas
$913K +$190K +6,486 +25%

FRI Hedge Fund Activity: Q3 2021 in Review

58 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust S&P REIT Index Fund (FRI) for Q3 2021, worth a combined $124M — up 104% from $60.9M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FRI positions and 2 closed out — a net gain of 12 holders — while 30 added to existing stakes and 7 trimmed.

The largest buyer was LPL Financial, adding an estimated $19.5M. The largest seller was Delos Wealth Advisors, exiting entirely with an estimated $373K sold.

  • 58 institutional investors held First Trust S&P REIT Index Fund (FRI) as of Q3 2021, up from 47 in Q2 2021.
  • Funds reported $124M of First Trust S&P REIT Index Fund stock for Q3 2021, up 104% quarter-over-quarter.
  • 14 funds opened new First Trust S&P REIT Index Fund positions in Q3 2021 and 2 closed out, a net change of +12 holders.
  • The largest First Trust S&P REIT Index Fund buyer in Q3 2021 was LPL Financial, an estimated $19.5M added.
  • The largest First Trust S&P REIT Index Fund seller in Q3 2021 was Delos Wealth Advisors, an estimated $373K sold.

Based on aggregated 13F filings for Q3 2021.