BRWM
DFS

B. Riley Wealth Management’s Discover Financial Services DFS Stock Holding History

B. Riley Wealth Management’s Portfolio DFS Stock Details DFS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-1,000
Closed -$57K – 273
2015
Q2 		$57K Sell
1,000
-300
-23% -$17.6K 0.05% 380
2015
Q1 		$73K Buy
1,300
+300
+30% +$17.8K 0.05% 344
2014
Q4 		$65K Hold
1,000
– – 0.05% 343
2014
Q3 		$64K Hold
1,000
– – 0.05% 365
2014
Q2 		$61K Hold
1,000
– – 0.04% 430
2014
Q1 		$58K Buy
+1,000
New +$56K 0.04% 417

Other funds holding DFS

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
SIG
Senator Investment Group New York $2.74B AUM 55.95% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Capital International Investors
Capital International Investors Los Angeles, California $484B AUM 34.9% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

B. Riley Wealth Management's DFS Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Discover Financial Services (DFS) in Q3 2015, closing a stake of 1,000 shares — an estimated $57K sold.

B. Riley Wealth Management first reported a position in DFS in Q1 2014 and held it in 6 quarters. The position peaked at $73K in Q1 2015. 716 funds tracked by Wall St. Rank hold DFS as of Q3 2015.

  • B. Riley Wealth Management reported no remaining Discover Financial Services position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 1,000 Discover Financial Services shares in Q3 2015, an estimated $57K.
  • B. Riley Wealth Management first reported a position in Discover Financial Services in Q1 2014 and held it in 6 quarters.
  • B. Riley Wealth Management's Discover Financial Services position peaked at $73K in Q1 2015.
  • 716 funds tracked by Wall St. Rank held Discover Financial Services as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.