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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSG icon
301
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$84K 0.07%
3,896
– –
OSIS icon
302
OSI Systems
OSIS
$3.65B
$84K 0.07%
1,200
– –
AET
303
DELISTED
Aetna Inc
AET
$84K 0.07%
950
– –
WRB icon
304
W.R. Berkley
WRB
$26.9B
$82K 0.07%
5,417
+17
+0.3% +$256
AEC
305
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$82K 0.07%
3,572
+37
+1% +$764
FTC icon
306
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$81K 0.07%
1,753
– –
FUN icon
307
Cedar Fair
FUN
$1.77B
$81K 0.07%
1,700
– –
APC
308
DELISTED
Anadarko Petroleum
APC
$80K 0.07%
975
+50
+5% +$4.36K
YHOO
309
DELISTED
Yahoo Inc
YHOO
$80K 0.07%
1,600
-3,000
-65% -$141K
K
310
DELISTED
Kellanova
K
$79K 0.06%
1,298
+9
+0.7% +$540
MXF
311
Mexico Fund
MXF
$314M
$79K 0.06%
3,810
-2,000
-34% -$49.3K
SO icon
312
Southern Company
SO
$109B
$79K 0.06%
1,611
+365
+29% +$17.2K
UGAZ
313
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$79K 0.06%
+2
New +$294K
FXN icon
314
First Trust Energy AlphaDEX Fund
FXN
$388M
$78K 0.06%
3,762
-24,389
-87% -$553K
KR icon
315
Kroger
KR
$35.4B
$77K 0.06%
2,400
-400
-14% -$11.6K
MDT icon
316
Medtronic
MDT
$109B
$77K 0.06%
1,067
– –
AGN
317
DELISTED
Allergan plc
AGN
$77K 0.06%
+300
New +$75K
NXPI icon
318
NXP Semiconductors
NXPI
$57.8B
$76K 0.06%
+1,000
New +$70.9K
VVR icon
319
Invesco Senior Income Trust
VVR
$457M
$76K 0.06%
16,700
– –
BKF icon
320
iShares MSCI BIC ETF
BKF
$78.1M
$75K 0.06%
2,160
-37
-2% -$1.35K
TIP icon
321
iShares TIPS Bond ETF
TIP
$14.5B
$75K 0.06%
675
+41
+6% +$4.63K
UN
322
DELISTED
Unilever NV New York Registry Shares
UN
$74K 0.06%
1,901
-794
-29% -$31.1K
IWY icon
323
iShares Russell Top 200 Growth ETF
IWY
$15.9B
$73K 0.06%
1,450
– –
KRFT
324
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$73K 0.06%
1,173
-17
-1% -$995
ELV icon
325
Elevance Health
ELV
$81.5B
$72K 0.06%
575
-100
-15% -$12.4K
11 12
13
14 15

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.