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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHC
276
Diversified Healthcare Trust
DHC
$2.15B
– –
-94
Closed -$1K
DHI icon
277
D.R. Horton
DHI
$40B
– –
-1,798
Closed -$49K
DHR icon
278
Danaher
DHR
$137B
– –
-149
Closed -$8K
DIA icon
279
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
– –
-211
Closed -$37K
DIAX
280
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-600
Closed -$8K
DIG icon
281
ProShares Ultra Energy
DIG
$82.8M
– –
-82
Closed -$4K
DINO icon
282
HF Sinclair
DINO
$16.3B
– –
-1,000
Closed -$42K
DLS icon
283
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
– –
-100
Closed -$6K
DLX icon
284
Deluxe
DLX
$1.18B
– –
-2,500
Closed -$155K
DOC icon
285
Healthpeak Properties
DOC
$15.1B
– –
-112
Closed -$3K
DRI icon
286
Darden Restaurants
DRI
$23.3B
– –
-3,132
Closed -$199K
DSL
287
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-930
Closed -$18K
DTE icon
288
DTE Energy
DTE
$29.5B
– –
-848
Closed -$53K
DUK icon
289
Duke Energy
DUK
$97.8B
– –
-1,598
Closed -$112K
DVN icon
290
Devon Energy
DVN
$52.1B
– –
-135
Closed -$8K
DVY icon
291
iShares Select Dividend ETF
DVY
$23.5B
– –
-439
Closed -$32K
DWAS icon
292
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$429M
– –
-27
Closed -$1K
DWM icon
293
WisdomTree International Equity Fund
DWM
$679M
– –
-133
Closed -$6K
DWX icon
294
State Street SPDR S&P International Dividend ETF
DWX
$529M
– –
-950
Closed -$39K
DXJ icon
295
WisdomTree Japan Hedged Equity Fund
DXJ
$7.18B
– –
-1,823
Closed -$104K
E icon
296
ENI
E
$80.5B
– –
-500
Closed -$17K
EA icon
297
Electronic Arts
EA
$53B
– –
-3,500
Closed -$232K
EAD
298
Allspring Income Opportunities Fund
EAD
$372M
– –
-4,500
Closed -$37K
ECC
299
Eagle Point Credit Company
ECC
$512M
– –
-250
Closed -$5K
ECON icon
300
Columbia Emerging Markets Consumer ETF
ECON
$328M
– –
-77
Closed -$2K
10 11
12
13 14

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.