B. Riley Wealth Management’s ProShares Ultra Energy DIG Stock Holding History

B. Riley Wealth Management’s Portfolio DIG Stock Details DIG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-82	Closed	-$4K	–	281
2015 Q2	$4K	Hold	82	–	–	﹤0.01%	875
2015 Q1	$5K	Sell	82 -80	-49%	-$5.12K	﹤0.01%	851
2014 Q4	$10K	Hold	162	–	–	0.01%	725
2014 Q3	$14K	Hold	162	–	–	0.01%	689
2014 Q2	$17K	Hold	162	–	–	0.01%	694
2014 Q1	$14K	Buy	+162	New	+$13.3K	0.01%	691

Other funds holding DIG

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ironwood Financial Tucson, Arizona $639M AUM 19.03% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

ACM

Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return

B. Riley Wealth Management's DIG Position: Q3 2015 in Review

B. Riley Wealth Management sold out of ProShares Ultra Energy (DIG) in Q3 2015, closing a stake of 82 shares — an estimated $4K sold.

B. Riley Wealth Management first reported a position in DIG in Q1 2014 and held it in 6 quarters. The position peaked at $17K in Q2 2014. 23 funds tracked by Wall St. Rank hold DIG as of Q3 2015.

B. Riley Wealth Management reported no remaining ProShares Ultra Energy position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 82 ProShares Ultra Energy shares in Q3 2015, an estimated $4K.
B. Riley Wealth Management first reported a position in ProShares Ultra Energy in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's ProShares Ultra Energy position peaked at $17K in Q2 2014.
23 funds tracked by Wall St. Rank held ProShares Ultra Energy as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.