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Swiss Helvetia Fund

名稱 持股 交易金額 股數
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持股
變動
Wells Fargo
1
Wells Fargo
California
US$6268萬 +US$2030萬 +1,600,509 +48%
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$3619萬 -US$511萬 -402,775 -12%
Lazard Asset Management
3
Lazard Asset Management
New York
US$2922萬 -US$193萬 -152,160 -6%
BI
4
Bulldog Investors
New Jersey
US$2448萬 – – –
Karpus Investment Management
5
Karpus Investment Management
New York
US$1313萬 -US$138萬 -108,766 -10%
John G. Ullman & Associates
6
John G. Ullman & Associates
New York
US$312萬 -US$4.56萬 -3,593 -1%
City of London Investment Management
7
City of London Investment Management
United Kingdom
US$254萬 +US$209萬 +164,987 +489%
Bank of America
8
Bank of America
North Carolina
US$200萬 -US$2.06萬 -1,627 -1%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
US$186萬 -US$2.32萬 -1,829 -1%
SII Investments
10
SII Investments
Wisconsin
US$86.9萬 -US$3萬 -2,364 -3%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
US$71.8萬 -US$25.6萬 -20,200 -26%
IA
12
Icon Advisers
Colorado
US$71萬 -US$268萬 -211,180 -79%
Citigroup
13
Citigroup
New York
US$65.9萬 +US$65.7萬 +51,827 新
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
US$63萬 -US$7.17萬 -5,651 -10%
CL
15
CSS LLC
Illinois
US$57.5萬 – – –
CA
16
Cornerstone Advisors
North Carolina
US$57.4萬 +US$8.25萬 +6,507 +17%
Brinker Capital
17
Brinker Capital
Pennsylvania
US$56萬 -US$8.7萬 -6,862 -14%
Peak Asset Management
18
Peak Asset Management
Colorado
US$42.1萬 +US$140 +11 +0%
GAM Holding
19
GAM Holding
Switzerland
US$40.8萬 +US$317 +25 +0.1%
JP Morgan Private Wealth Advisors
20
JP Morgan Private Wealth Advisors
California
US$40.7萬 +US$330 +26 +0.1%
SFS
21
Shaker Financial Services
Virginia
US$33.5萬 +US$33.2萬 +26,211 新
MIC
22
Meridian Investment Counsel
California
US$32.2萬 – – –
Morgan Stanley
23
Morgan Stanley
New York
US$32萬 +US$2.18萬 +1,718 +7%
MIG
24
Mariner Investment Group
New York
US$31.5萬 – – –
Shufro Rose & Co
25
Shufro Rose & Co
New York
US$30.5萬 -US$30.3萬 -23,921 已平倉