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Swiss Helvetia Fund

名稱 持股 交易金額 股數
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持股
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Wells Fargo
1
Wells Fargo
California
US$4202萬 -US$402萬 -330,298 -9%
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$4112萬 -US$751萬 -615,910 -16%
Lazard Asset Management
3
Lazard Asset Management
New York
US$3111萬 -US$625萬 -512,597 -17%
BI
4
Bulldog Investors
New Jersey
US$2436萬 -US$254萬 -208,618 -10%
Karpus Investment Management
5
Karpus Investment Management
New York
US$1444萬 -US$337萬 -276,356 -20%
Rivernorth Capital Management
6
Rivernorth Capital Management
Florida
US$634萬 +US$460萬 +377,235 +310%
IA
7
Icon Advisers
Colorado
US$339萬 -US$117萬 -96,189 -27%
John G. Ullman & Associates
8
John G. Ullman & Associates
New York
US$315萬 -US$4.8萬 -3,940 -2%
Bank of America
9
Bank of America
North Carolina
US$201萬 -US$24.4萬 -19,984 -11%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
US$187萬 +US$2.31萬 +1,893 +1%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
US$96.9萬 -US$2.59萬 -2,122 -3%
SII Investments
12
SII Investments
Wisconsin
US$89.6萬 – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
US$69.7萬 -US$35.2萬 -28,858 -34%
Brinker Capital
14
Brinker Capital
Pennsylvania
US$64.4萬 -US$12.1萬 -9,934 -16%
Wolverine Asset Management
15
Wolverine Asset Management
Illinois
US$60.2萬 +US$57.8萬 +47,437 新
CL
16
CSS LLC
Illinois
US$57.2萬 -US$36.4萬 -29,842 -40%
CA
17
Cornerstone Advisors
North Carolina
US$49萬 +US$22萬 +18,039 +88%
City of London Investment Management
18
City of London Investment Management
United Kingdom
US$42.9萬 +US$41.1萬 +33,768 新
Peak Asset Management
19
Peak Asset Management
Colorado
US$41.8萬 +US$4.87萬 +4,000 +14%
GAM Holding
20
GAM Holding
Switzerland
US$40.7萬 -US$20萬 -16,425 -34%
JP Morgan Private Wealth Advisors
21
JP Morgan Private Wealth Advisors
California
US$40.4萬 -US$38.8萬 -31,818 -50%
MIC
22
Meridian Investment Counsel
California
US$32萬 -US$5.77萬 -4,736 -16%
Brown Brothers Harriman & Co
23
Brown Brothers Harriman & Co
New York
US$31.7萬 – – –
MIG
24
Mariner Investment Group
New York
US$31.4萬 -US$7.12萬 -5,845 -19%
Shufro Rose & Co
25
Shufro Rose & Co
New York
US$30.4萬 – – –