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Swiss Helvetia Fund

名稱 持股 交易金額 股數
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持股
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Wells Fargo
1
Wells Fargo
California
US$3970萬 +US$94.6萬 +95,449 +3%
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$3859萬 +US$71.3萬 +71,999 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
US$3344萬 -US$26.4萬 -26,612 -0.8%
Karpus Investment Management
4
Karpus Investment Management
New York
US$1813萬 -US$12.6萬 -12,760 -0.7%
BI
5
Bulldog Investors
New Jersey
US$853萬 -US$29萬 -29,265 -3%
GFM
6
Gramercy Funds Management
Connecticut
US$425萬 – – –
Bank of America
7
Bank of America
North Carolina
US$188萬 +US$62萬 +62,628 +51%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
US$131萬 +US$10.8萬 +10,916 +9%
CCM
9
Cutler Capital Management
Massachusetts
US$122萬 +US$3.62萬 +3,654 +3%
John G. Ullman & Associates
10
John G. Ullman & Associates
New York
US$121萬 +US$61.1萬 +61,665 +108%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
US$107萬 – – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
US$93萬 +US$5.07萬 +5,116 +6%
CL
13
CSS LLC
Illinois
US$74.7萬 – – –
SII Investments
14
SII Investments
Wisconsin
US$68.9萬 +US$2.01萬 +2,034 +3%
Landscape Capital Management
15
Landscape Capital Management
New Jersey
US$65.8萬 +US$36萬 +36,312 +128%
Citigroup
16
Citigroup
New York
US$53萬 +US$46.4萬 +46,858 +911%
CA
17
Cornerstone Advisors
North Carolina
US$49.1萬 -US$73.9萬 -74,635 -61%
GAM Holding
18
GAM Holding
Switzerland
US$48.4萬 +US$1.86萬 +1,874 +4%
Guggenheim Capital
19
Guggenheim Capital
Illinois
US$47萬 -US$7,984 -806 -2%
Amica Mutual Insurance
20
Amica Mutual Insurance
Rhode Island
US$46.5萬 – – –
Peak Asset Management
21
Peak Asset Management
Colorado
US$42.2萬 +US$4.53萬 +4,574 +12%
Morgan Stanley
22
Morgan Stanley
New York
US$41.3萬 -US$29.2萬 -29,474 -42%
Ionic Capital Management
23
Ionic Capital Management
New York
US$34.6萬 -US$5,587 -564 -2%
AQR Arbitrage
24
AQR Arbitrage
Connecticut
US$33萬 -US$7.57萬 -7,640 -19%
JP Morgan Private Wealth Advisors
25
JP Morgan Private Wealth Advisors
California
US$32.4萬 +US$1.37萬 +1,387 +5%