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Swiss Helvetia Fund

名稱 持股 交易金額 股數
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持股
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Lazard Asset Management
1
Lazard Asset Management
New York
US$5115萬 -US$860萬 -598,369 -15%
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$4851萬 +US$86萬 +59,826 +2%
BI
3
Bulldog Investors
New Jersey
US$2534萬 +US$353萬 +245,650 +16%
Wells Fargo
4
Wells Fargo
California
US$2149萬 +US$23.4萬 +16,261 +1%
Karpus Investment Management
5
Karpus Investment Management
New York
US$1405萬 +US$114萬 +79,601 +9%
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
US$567萬 – – –
Rivernorth Capital Management
7
Rivernorth Capital Management
Florida
US$284萬 +US$280萬 +194,958 新
Wolverine Asset Management
8
Wolverine Asset Management
Illinois
US$249萬 +US$180萬 +125,274 +275%
CCB
9
Cutter & Co Brokerage
Missouri
US$172萬 +US$4.17萬 +2,900 +3%
Bank of America
10
Bank of America
North Carolina
US$155萬 -US$8.35萬 -5,810 -5%
City of London Investment Management
11
City of London Investment Management
United Kingdom
US$138萬 +US$9.26萬 +6,440 +7%
Morgan Stanley
12
Morgan Stanley
New York
US$126萬 +US$28.9萬 +20,102 +30%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
US$116萬 -US$8.26萬 -5,749 -7%
GRQ
14
Gardner Russo & Quinn
Pennsylvania
US$104萬 +US$5.11萬 +3,554 +5%
ALA
15
Atherton Lane Advisers
California
US$96.3萬 +US$95萬 +66,062 新
CCM
16
Cutler Capital Management
Massachusetts
US$93.7萬 – – –
Raymond James & Associates
17
Raymond James & Associates
Florida
US$92.9萬 -US$1.79萬 -1,247 -2%
CL
18
CSS LLC
Illinois
US$86.7萬 – – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
US$81.3萬 +US$20.1萬 +13,964 +33%
SFS
20
Shaker Financial Services
Virginia
US$74.5萬 +US$2.25萬 +1,563 +3%
John G. Ullman & Associates
21
John G. Ullman & Associates
New York
US$68.8萬 -US$9.8萬 -6,800 -13%
DA
22
Doliver Advisors
Texas
US$60.6萬 -US$11.9萬 -8,266 -17%
BNP Paribas Financial Markets
23
BNP Paribas Financial Markets
France
US$59.8萬 +US$5,750 +400 +1%
MIC
24
Meridian Investment Counsel
California
US$48.1萬 -US$1.29萬 -899 -3%
TC
25
TFS Capital
Pennsylvania
US$47.1萬 +US$12.5萬 +8,724 +37%