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Swiss Helvetia Fund

名稱 持股 交易金額 股數
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持股
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Lazard Asset Management
1
Lazard Asset Management
New York
US$5909萬 -US$2278萬 -1,606,284 -28%
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$4702萬 -US$1653萬 -1,165,477 -26%
BI
3
Bulldog Investors
New Jersey
US$2147萬 -US$259萬 -182,830 -11%
Wells Fargo
4
Wells Fargo
California
US$2098萬 -US$413萬 -291,400 -17%
Karpus Investment Management
5
Karpus Investment Management
New York
US$1272萬 -US$500萬 -352,351 -28%
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
US$559萬 +US$29萬 +20,447 +6%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
US$208萬 -US$22.7萬 -15,981 -10%
JP Morgan Chase
8
JP Morgan Chase
New York
US$168萬 +US$166萬 +116,752 新
CCB
9
Cutter & Co Brokerage
Missouri
US$166萬 +US$1.07萬 +753 +0.7%
Bank of America
10
Bank of America
North Carolina
US$162萬 +US$8.89萬 +6,264 +6%
City of London Investment Management
11
City of London Investment Management
United Kingdom
US$127萬 -US$39萬 -27,469 -24%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
US$123萬 +US$36.3萬 +25,565 +42%
GRQ
13
Gardner Russo & Quinn
Pennsylvania
US$97.1萬 +US$16.3萬 +11,518 +21%
Morgan Stanley
14
Morgan Stanley
New York
US$95.5萬 +US$31.9萬 +22,488 +51%
Raymond James & Associates
15
Raymond James & Associates
Florida
US$93.4萬 +US$92.2萬 +64,983 新
CCM
16
Cutler Capital Management
Massachusetts
US$92.5萬 +US$6.11萬 +4,305 +7%
CL
17
CSS LLC
Illinois
US$85.5萬 +US$31.8萬 +22,445 +61%
John G. Ullman & Associates
18
John G. Ullman & Associates
New York
US$77.7萬 -US$2.2萬 -1,550 -3%
DA
19
Doliver Advisors
Texas
US$71.7萬 +US$70.7萬 +49,850 新
SFS
20
Shaker Financial Services
Virginia
US$71.3萬 +US$70.3萬 +49,561 新
Wolverine Asset Management
21
Wolverine Asset Management
Illinois
US$65.5萬 -US$32.4萬 -22,841 -33%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
US$60.1萬 -US$10.3萬 -7,229 -15%
BNP Paribas Financial Markets
23
BNP Paribas Financial Markets
France
US$58.6萬 +US$26.3萬 +18,549 +84%
MIC
24
Meridian Investment Counsel
California
US$48.8萬 +US$1,177 +83 +0.2%
Shufro Rose & Co
25
Shufro Rose & Co
New York
US$42.4萬 – – –