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Swiss Helvetia Fund

名稱 持股 交易金額 股數
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持股
變動
Wells Fargo
1
Wells Fargo
California
US$4017萬 +US$513萬 +471,575 +14%
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$3927萬 +US$46萬 +42,243 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
US$3497萬 -US$17.5萬 -16,100 -0.5%
Karpus Investment Management
4
Karpus Investment Management
New York
US$1894萬 -US$33.5萬 -30,809 -2%
BI
5
Bulldog Investors
New Jersey
US$918萬 -US$95.6萬 -87,882 -9%
GFM
6
Gramercy Funds Management
Connecticut
US$441萬 – – –
CA
7
Cornerstone Advisors
North Carolina
US$130萬 -US$72.3萬 -66,459 -35%
Bank of America
8
Bank of America
North Carolina
US$128萬 -US$7,389 -679 -0.6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
US$124萬 +US$4.38萬 +4,023 +4%
CCM
10
Cutler Capital Management
Massachusetts
US$123萬 +US$1.94萬 +1,787 +2%
City of London Investment Management
11
City of London Investment Management
United Kingdom
US$112萬 +US$60.5萬 +55,634 +108%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
US$112萬 – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
US$91.2萬 -US$8.52萬 -7,829 -8%
CL
14
CSS LLC
Illinois
US$77.5萬 – – –
Morgan Stanley
15
Morgan Stanley
New York
US$73.9萬 -US$4.24萬 -3,898 -5%
SII Investments
16
SII Investments
Wisconsin
US$69.4萬 – – –
John G. Ullman & Associates
17
John G. Ullman & Associates
New York
US$60.2萬 +US$37.4萬 +34,400 +152%
Guggenheim Capital
18
Guggenheim Capital
Illinois
US$49.7萬 +US$18.8萬 +17,312 +58%
GAM Holding
19
GAM Holding
Switzerland
US$48.3萬 +US$49.7萬 +45,693 新
Amica Mutual Insurance
20
Amica Mutual Insurance
Rhode Island
US$48.2萬 – – –
AQR Arbitrage
21
AQR Arbitrage
Connecticut
US$42.3萬 +US$1.69萬 +1,552 +4%
Peak Asset Management
22
Peak Asset Management
Colorado
US$39萬 +US$1.2萬 +1,100 +3%
Ionic Capital Management
23
Ionic Capital Management
New York
US$36.5萬 +US$4.01萬 +3,689 +12%
Amica Pension Fund Board of Trustees
24
Amica Pension Fund Board of Trustees
Rhode Island
US$32.7萬 – – –
JP Morgan Private Wealth Advisors
25
JP Morgan Private Wealth Advisors
California
US$32.1萬 +US$22萬 +20,200 +197%